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       UNIFORM CONTRACT FORMAT
       PART I - THE SCHEDULE
       SECTION B - SUPPLIES/SERVICES AND PRICES
       B.1 SERVICES AND PRICES
       LINE ITEM DESCRIPTION QUANTITY
       0001    External RDT&E in accordance with
               

               specifications set forth in Section
               C.
               

               (Subsections 6.1 through 6.4).
               

       0001'a  External Research and Analysis
               in
               

               accordance willh specifications
               set
               

               forth in Section C (subsection
               6.5).
               

       0002    Reports
               

       0OC12AA Worf<plan Milestone Report
               

       0002AB  Progress Reports
               

       0002AC  Special Report
               

       0002AD  Final Technical Report
               

       0002AE  Variance Report
               

       0002AF  Technical Briefing
               

       0003    Quick RP--~,.Ctirn Capability
               

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                                  AMOUNT
                                $1,500,000
       200,000
       1 Lot
       I Lot
       I
       I
       10 (est)
       I
       1
       As needed
       I
       As needed
       Enclosure 2
       NSP
       NSP
       NSP
       NSP
       NSP
       NSP
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  PART I - THE SCHEDULE
  SECTION C -- DESCRIPTION/SPECIFICATIONS
  C.1. WORK STATEMENT: Under this contract, the contractor, as an
  independent contractor, and not as an agent, servant, or employee of the
  ,'Eovernment, utilizing special knowledge and techniques possessed by and
  _~vajlable to the contractor, shall furnish all. labor, ea*uipment, facilities,
  ~-ErVICPE~, and materials, necessary -for the performance of the work set forth
  13 e 1. o 'w -~3er- "-.A.'F"teri-ient of Work, EnclOSUrP_ 3, and DD Form 1A.'23 (Contract D'_-Ata
  -it~E List~ dated 26 Jan 89 att ched in Exhibi-1- A.
  a
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        PART I - THE SCHEDULE
        SECTION F - DELIVERIES OR PERFORMANCE
        F.1 TIME OF DELIVERY: The work and services required under Section B shall
        be completed/delivered as specified on Enclosure 9.
        F.2. TERM OF CONTRACT:
        F. 2. 1. The work reqUired by task 6.1 through 6.4.2 shall. be performed
        during the period commencing on the effective date of this contract and not
        r U
        P ee! i c. P, t 1s, J r, ", 2 n 0. t h
        F.2.2. 1he required by task 6.5 shall be periormed during the
        period commencing on the effective date of this contract and ending 30
        _neptemnber 1991.
        F.3. PLACE OF PERFORMANCE: The work under this contract shall be performed
        at the contractor'q facilities unless otherwise provided in this contract.
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       PART I THE SCHEDULE
  SECTION H SPECIAL PROVISIONS
  H.1. DISCLOSURE OF INFORMATION:
  a. The contractor shall riot disclose any infOrfflatiG71 Under this contract,
  including the following, to any pet-son unless (i) it is required for the
  performance of this contract or (ii) the individual is specifically
  authorized in'writing by the Contracting Officer to receive 'the information.
       I
  (I The~ contract schedulp. and te-Chnical. data incnrpo. ated therein.
  (2) Sponsorship of the contract.
  (3) 'The Government's use, interest in, or application of the
  f 0l 1 owi ng:
  (a) The contract sche:adule and technical, data inc-cirporatted
       therein.
  (b) Purchase description, specifications and dra 4
       J.ngs.
  c ) Scientific studies, research, develo,pinent 41-,d design service.
  (d) Components, devices, equipments and systems.
  (e) Techniques, methods and processes.
  (4) Details and/or results of performance.
  b. Disclosure by the contractor which require specific written
  authorization from the Contracting Officer include information, whether
  written or oral, to be revealed in open publications, technical conferences,
  symposia, meetings, periodicals, journals, brochures, advertising, films,
  photographs, fact-sheets, or other material prepared for open publication.
  C. When prescribed by the Contracting Officer, 'the contractor agrees to
  insert in subcontracts and purchase order hereunder provisions which shall
  conform substantially to paragraphs a and b. Normally these provisions will
  not be required by the Contracting Officer in purchase orders for standard
  commercial items which have been sold or offered for sale to the public
  commercially by any supplier.
  d. The provisions set forth in paragraphs a, b, and c shall not be
  construed to preclude the contractor from otherwise using, for its normal
  commercial purposes, information, techniques, processes, methods,
  developments, components, devices, equipments, systems, and proprietary data
  employed in the conduct of the work, except that which is specifically
  developed for or as a result of this contract, or which is precluded from
  release due to its classified nature. In so using the information as
  authorized by this paragraph the contractor Q) shall not disclose any
  information concerning the sponsorship of this contract, or
  Qi) the nature of the Government's interest in and application of the
  subject matter of this contract.
  e. The contractor will submit to the Contracting Officer for clearance and
  release six (6) copies of the material at least four (4) weeks in advance of
  presentation or publication.
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       H.2. GOVERNMENT FURNISHED DATA: The Contractor shall request any data
       required for the conduct of this contract, in writing, from the Contractinq
       officer,s "rechnical Representative QCOTR). The COTR will maintain records
       of all such Government dat-a t.o insure!.!. retUrn to
       a.L 4 CJ Of
       Irl e C:3overnrwent- L;pan ~ - t i i... c on tra~c,_.
       H.3. SECURITY REQUIREMENTS:
       A. 11--,e Contrm~ctor shall f-nainLain an~ administer a
                                                       `Ly program. in
       accordance with DOD 5220.'Z'?-M [ndustrial. Manual and DIAM 50-5.
                       i CH: tlhelc~- 'Ir-ct.unents bare
                   o~ r f7,v: .i ei; i _i
       -rocui
       -ing Contracting Officer.
       b. L-oss or s i..tsp ens i on of. r eq U i r ed, S PC: U r J t y C 1. R D_ 1~ 8JI C,' E~ As set Trc~rth on the
       -a 4- ~~ " ! -
           d DD Form 25:4 (Cnntrac~. S(-c,._trity S!Fic-i"Fication) will
       I
       F'GISL(~ t in J n I J. t y t 0 in. arcordancp w~'U ~-hp- an~ crndit-j.,ons
       of -the contract. As a result "'he contract is subject -to default in
       accordance with the clausp entitled "D-~~ElUlt."
       C. The Government reserves the right to direct any Contractor employee to
       be removed from performance, direct or indirect, whenever 'there is probable
       cause to believe, on the basis of all facts available, that Such action is
       warranted in the interest of national security, whether or not the cause is
       deemed of sufficient severity to warrant action to terminate the
       Contractor's or individual's soi_-:uri.tv c3learancp- The Ravernment also
       reserves the right to direct any contractor employee to be removed from
       or
       performance, direct or indirect, for the period T time necessary to conduct
       any investigation of alleged misconduct which may, in the opinion of the
       Contracting Officer, jeopardize the security Of the project.
       d. Military security requirements in the- performance of this contract shall
       11je maintained in accordancr- wit-h the DID le-o 25A. c. o F, t a i n e d i n `:i e c t j. o n ,
                                                                W
       The highest classification involved in the performance of this contract is
       Top Secret/Special Compartmented Intelligence (SCI). This contract document
       is unclassified.
       e. The contractor will not use any electronic/plectrical information
       processing equipment in the possession of the Contractor for the purpose of
       processing or transmitting classified information under this contract
       without the written permission of the Contracting Officer.
       H.4. CHANGE IN KEY PERSONNEL: The Contractor shall notify the Contracting
       Officer prior to making any change in the personnel identified in the
       proposal as key personnel assigned to this contract. The Contractor must
       demonstrate that the qualifications of the prospective personnel are equal
       to or better than the qualifications of the personnel being replaced.
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        H.5. USE OF HUMAN SUBJECTS:
        a. Definitions
        :1. Subject at Risk means an~ 'Y: individt,tal. who may be ex-poi-=Pd to the
        possibility of injury, includincl physical, psychological or social injury,
        as a consequence of participation as a subject in any research, development
        or related activity which departs from the application of those established
        and accepted met-hods necessary to meet his needs, or which increases the
        ord-inary of daily life, including the recognized risks inherent in a
        chn~, r-1 OCCAApa 1- 4on or Tof service.
                        i
        Investigational Drugs - means those new drugs restricted by the
        Federal. Food, Drug and Cosmetic Act to be used by or under the supervision
        of an investigator pursuant to a notice of Ciaimed Investigational Exemption
        for t-1he J"Jew Iii-Liq (TIND",
        Investigational Medical Devices
         means those devices which are not
        generally recognized as safe and/or effective, intended for use in the
        diagnosis, cure, mitigation, treatment, or prevention of disease in, or
        rE~SParCh Qn, humans where the research is usually (but not necessarily) for
        the purpose of determining whether or not the device is safe and/or
        e'T' f ec t i v e.
        RF2qLd rerr,~rjt.s or t'F~e o-Tr Humans
        1. Safeguarding the rights and welfare of Subjects at risk in
        activities supported by this contract is primarily the responsibility of the
        Contractor. Compliance with this contract will in no way render
        inapplicable pertinent federal, state, or local laws or regulations. In
        order to provide Tor the adequate discharge of this institutional.
        It is- the P-D'Lic-y of the DIA ti-lat no activity involving human
        Subjects under this contract shall be undertaken unless a Contractor Human
        Use Review Board (CRB) has reviewed and approved such activity.
        2. The contractor shall provide to DIA a written assurance that it will
        abide by the policy for the protection of human subjects as contained in
        title 45, Part 46, of- the Code of Federal Regulations (CFR), as amended.
        When the contractor has a Health and Human Services (HHS) approved
        assurance, evidence of CRB approval of this study shall have been
        accomplished by SUbmission to DIA of an executed HHS form 596. For a
        contractor without an HHS approved assurance, an assurance concerning the
        protection of hUfflan subjects shall have been negotiated with the DIA COTR,
        and CRB approval giverl~ (Note: the CRB activity is referred to in the CFR
        as an Institutional Review Board (IRP) activity.)
        3. In addition to the requirements of Title 45, Part 46 of the CFR, the
        following shall apply to all DIA contracts supporting research, development,
        and related activities:
        a) Prisoners of war (POW) and detainees shall not be used under any
        circumstances.
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       b Use of prisoners as research subjects shall have been
       i c -ivc
       spec ifl a] ly appri. -d by the DIA Contracting 0-F-Ficer.
       c) A mentally disabled or institutionalized mentally infirm person
       shall not participate as a research subject unless the nature of the
       research involved is such thaL it would be impossible or meaningless if
       mentally infirm were restricted from participation, or other considerations
       are involved. approval, for their use shall have been granted by
       the Contractinq Of~icer. The research must be concerned with:
                S.1
       treatmpnt, pe ezvention, or etiology of the
       irsp8j.1-MeYlt- with which Che siubject is afflicted, or
       J I
       (ii) Any other condition from which the subJect is suffering,
       .J
       providing there is a direct potential benefit to the subject and adequate
       priar 4-e.~ i
       7t no has been accomplished to give assurance of acceptable risk, or
       T
       (i j. iThe effect,:., of institutional life upon the
       institutionalized mentallv infirm subject, and involves no appreciable risk
       to the SUbject, or
       ( i. v) information which cannot be obtained from any other class of
       subject.
       d) Volunteers, and/or research subjects, either contractor,
       Or n-Libcontractor, shall be t-he responsibility of the contractor
       who shall provide all necessary medical care for injury or disease that is
       the proximate result of taking part in the contract research.
       e) New people entering this project for training purposes, or for
       par i c i,rlati on as subJects of re=earch. shall sion a statement that they will
       L L
       1, 1 -1 Q'J 0 i__18. 11 LLi ~.! J, 3. U; -1 0 ~ i ia C., e
       Lh,e privacy of U33 citizens.
       f) Studies conducted outside the United States, its territories or
       possessions, shall be conducted in compliance with all laws, CUStOMS and
       practices of the country in which the study is to be conducted.
       C. Requirements for the Use of Investigational Drugs
       Investigational drugs of any kind shall not be used for this contract.
       d. Requirements for Use of Investigational Medical Devices
       The Contractor shall comply with Title 21, Part 512, of the CFR, as amended,
       for the study and evaluation of those devices which are not generally
       recognized as sa+e and/or effective intended for use in the diagnosis, cure,
       mitigation, treatment, or prevention of disease in, or research on, humans.
       The contractor shall. have to provide with his proposal a copy of FDA
       approval of, or grant of waiver for, use of investigational device
       exemption.
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   e ~~uirements for Report i r-Lq.__~~q_.Documentat ion
   --- _.. . .... . . ..... ....... ........
       I Copies of all documents presented or required for initial and
   continuing review of the- CRB, e.g., Board minutes pertaining only to the
   contract, record of subjects consent, transmittal on actions, inStrUCtions
   and conditions resulting from Board deliberations addressed to the activity
   director, are -to be retained by the Contractor for at 1L-ast three (3) years
   after completion of the research. All. documents ;hall be accessible for
   Inspection during normal wor~-..ing hours., by the DIA COTR or AUthorizpd
   representative.
   c: ei- e a w, ,in"ror-r-nation in the records or
   Pt as: ot! _rwise provided 13y 1,
   of -ftle
       Contractor which r-rzfer-i 'C.o or cia.n bp4Ldc~nLli+led with a
   particular SU13jECt May not be disclosed except.-
   a) h c t of '-he =ubjec.L or h-.F, leaal.],v author:LZed
   Wi t -_ consen
   represc-..n tat i ve, or
       b) As may be necessary for the DIA to carry out its legal.
   Upon expiration or termination of this contract, a list of ali
   u.nused test material shall be provided to t-he DIA Contracting Officer.
   4. The., Contractor shall ipi-ii-Aiz~te1v notify the DIA 'Contractinq Officer,
   Uy, Cel -,PhtorL 7~ D 0 F-
       " E~ =, of inquiries outsidle t1he Depart-ment of Drfens( c ncerni f.Ig
   use of human subjects under this contract. In addition, the Contracting
   Officer shall be notified as soon as possible of inspections of the facility
   or contract protocols by the FDA.
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