Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 UNIFORM CONTRACT FORMAT PART I - THE SCHEDULE SECTION B - SUPPLIES/SERVICES AND PRICES B.1 SERVICES AND PRICES LINE DESCRIPTION QUANTITY ITEM AMOUNT 01. Ex"Cernal Research and Analysis I Lot 1 "7()o t in , C)(- .10 accordance with specifications set forti-, in Section C. Reports I NSP C .')."2AWorkplan K.L125tone Report I N S A P Progress, RE-~)pjorts J.0 (est) NSP 0002AC 13'pecial Report I NSP 000"".1AD1-iiwi-il lechnical Report I NSP C -- .i0(jx.()EVariance Report As needed 0002.1AF."Technical Brie~ing I NSP 000"-.!Quick Reaction Capability As needed Page I of 8 Enclosure 2 Approved For Release 2000/08/08 CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 PART I - THE SCHEDULE SECTION C -- DESCRIPTION/SPECIFICATIONS C.1. WORK STATEMENT: Under this contract, the contractor, as an independent contractor, and not as an agent, servant, or employee of the Government, utilizing special knowledge and techniques possessed by and available to the contractor, shall furnish all labor, equipmerit, facilities, services, and materials, necessary for the pprformance~ cif the word--: set fc)rth below: See Statement of Work, E:nClOSUre and DD 1"'orm (Contract Data. Requirements List) date(] 26 Jan 89 aftache~d in ?':'..x'hibi~ A, Page 2 of 8 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 PART I - THE SCHEDULE SECTION F - DELIVERIES OR PERFORMANCE F.1 TIME OF DELIVERY: The word.,. and services required under Section B shall be comple-ted/delivered as specified on EnclOSUre 9. F.I. TERM OF CONTRACT- Thie work reqUired hereunder shall be perforiTiied during the peri.od cvmm~.--ncirtc.i on the effective &.'tte of this contract and rndinq 1,-.3eptc-nmber 1992. F.2. PLACE OF PERFORMANCE: The wo)rk Under this contract sha.11 be at. th( contractor's unless, othierwisej providec.1 in this contract. Page 3 of a Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 PART I - THE SCHEDULE SECTION H - SPECIAL PROVISIONS H.I. DISCLOSURE OF INFORMATION: 1R. The cont-ractor shall riot disclose any information under this contract, inc.luding the following, to any person unless Q) it is required for the of this con'tract- or- (ii) the individual is specifically authorized in writing by then Contracting Officer- to receive -the information. (I ) Thei contract s-,chedUlf- and technical. data inc(-.irporated therein. ('2) Sponsorship of tile contract. The Government's use, interest in, or application of the f-allowing. (a) 1he cantrac't schedule and technical data incorporated therein. (b). PUrcilas(-;~ description, specifications and drawings. c. Scientific StUdies, research, development and design service. k ti Companprits, devices, equipments and systems. (e) Techniques, methads and processes. (4 ) Deta-, Is ancl/or results Of per+orimance. h Di sc 1. nsure by the contractor which require specific written authiorization from the Contracting Officer include information, whether written or (-Drtid., -to be revealed in open publications, technical conferences, symposia, meetings, periodicals, journals, brochures, advertising, films, photographs, +act-sheets, or other material prepared for open publication. C. When prescribed by the Contracting Officer-, the contractor agrees to insert in ;ubcontracts and purchase order hereunder provisions which shall conform Substantially to paragraphs a and b. Normally these provisions will not be required by the Contracting Officer in purchase orders for standard commercjral items which have been sold or offered for sale to the public COMMEF-Cially by any supplier. d. Tile provisions set forth in paragraphs a, b, and c shall not be construed to preclude the contractor from otherwise using, for its normal commercial purposes, information, techniques, processes, methods, developments, components, devices, equipments, systems, and proprietary data employed in the conduct of tile work, except that which is specifically developed for or as a result of this contract, or which is precluded from release due to its classified nature. In so using the information as authorized by -this paragraph the contractor (i) shall not disclose any informat-ion concerning the spainsorship of this contract, or (ii) the nature of the Government's interest in and application of the SUbinct, matter of this contract. e. The contractor will submit to the Contracting Officer for clearance and release six (6) copies of the material at least four (4) weeks in advance of presenitation or publication. Page 4 of 8 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 H.2. GOVERNMENT FURNISHED DATA: fhe Contractor shall request any data required for the conduct of this contract, in writing, from the Contracting Officer's 'rechnical Rcepresentative (COTR). The CDTR will maintain records Of all SUCh Government furnishied data to insure accountability and return to the Government upon terminAtinn of the contract. H.3. SECURITY REOUIREMENTS: a. The. Coritractor shal.]. and administer a security program in accordance with DoD TIICIUS'trial. CLECUrity Manual and DIAM 50-5. COllieES CIf thll-~Se CIOCUfrite..,nts- are avail for review in the office of the [.)r0(_Ur41,ng C(-.iritracti rig (Ifficer. 1-1. LOSS 01" C)f Uired security clearance, as set forth on the - :t SeCLArity Classif-cation Specification) will alCta(~-Jied IDD Form 254 (Cc)ntrai.. I reSUlt lif"i ill~[Jility t0 perforr-ri in acccirdance with the terms and conditions. ilf th(-:~ cuntr-~.-.ict. As a result the (_-:ontract iS Subject to default in V"i'th the C T'he Gr..)verriment- reserves rigl'it to direct any Contractor employee -to Ue removed from performance, direct Or indirect, whenever there is probable C',.'AUSE~ to believe, on the basis ot all -Facts available, that Such action is warranted in 1 "he interest of- naticirial security, whether or not the cause is deemed of GUTF+iCtent severity to warrant action to terminate the Contractor's or individUal.'S SP-CUrity clearance. The Government also reserves -the right -to direct any contractor employee to be removed from performance, direct Or indirect, for the period of time necessary to conduct any investigation of alleged misconduct which may, in the opinion of the Contracting Officer, jeopardize the security of the project. d. Military security requirements in the performance of this contract shall be maintained in accordance with the DD Form '454 contained in Section J. The highest classification involved in the performance of this contract is Top Secret/Special Compartmented Intelligence (SCI). This contract document is unclassified. e. The contractor will not Use any electronic/electrical information processing equipment in the posgession of the Contractor for the purpose of processing or trans(rdt-ting classified information under this contract without the written per-mission of the Contracting Officer. H.4. CHANGE IN KEY PERSONNEL: The Contractor shall. notify the Contracting Officer prior to makirig any change, in the personnel. identified in the proposal as key personnel assigned to this contract. The Contractor must demonstrate that the qualifications of the prospective personnel are equal to or better than the qualifications of the personnel being replaced. Page 5 of e Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 H.5. USE OF HUMAN SUBJECTS: R. Definitions 1. Subject at Risk - means any individual who may bie exposed to tile possibility of injury, including physical, psychological or socii-al injury, as a corlserfUence of participation a s a subject in any research, development i0r related activity which depiarts from the application o+ those established and accepted methods necessary to meet his needs, or which increases the ordin,:.Ary rj.s,1-.-.- of daily life., inclUdillp the recognized inherent in a chosen occupation or field of _~,ervice. 2. Investigational Drugs - means those new drugs rE-SitriCtEd by the Federal Food, Drug aind Cosmetic Act to Lie used by or under the supervision of an investigatc)r PLU-SUant to a notice of Claimed Invostig.-ational Exemption fC)r the New Dri..tg (IND). Investigational Medical Devices - means those devices which are not generally recognized as safe and/or effective, intended for use in tile diagnosis, cure, mitigation, treatiment, or prevention of disease in, or research on, humans where the research is USUally (but not nece.ssarily) for the purpose of determining whether or not the device is safe -and/ar effective. b. Requirements for- the Use of Humans t. Safeguarding the rights and welfare of Subjects at risk in activities supported by this contract is primarily the responsibility of the Contractor. Compliance with this contract will in no way render inapplicable pertinent federal, state, or local laws or regulations In order to provide for the adequate discharge of this institutional, responsibility, it is the policy of the DIA that no activity involving human SUbjectS under this contract shall be undertaken unless an Institutional Review Board (TRB) has reviewed and approved such activity. The institut -ion shall be provided to DIA a written assurance that it will abide by the policy for the protection of human Subjects as contained in title 45, Part 46, of tile Code of Federal Regulations. (CFR), as amended. When an institution has a Hpalth and Human Services (HHS) approved assurance, evidence of IRB approval of this study shall. have been accomplished by submission to DIA of an executed HHS form 596. For an institution without an HIAS approved assurance, an assurance concerning the protection of human subjects shall have been negotiated with the DIA Contracting Officer, and IRB approval. given. In addition to the requirements of Title 45, Part 46 of the CFR, the following shall. apply to all DIA contracts supporting research, development, and related activities: a) Prisoners of war (POW) and detainees shall not be used under any circumstances. Page 6 of 8 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 b Use of prisoners as research subjects shall have been -ip -i t r a, -g Of i r acificitlly approved by ti _ DIA Coi ctin + ce . c) A mentally disabled or institutionalize=d mentally in-firm person shall. not pArticipatE,, as-, a rea5earch 5LAbjRCt UnIeSS the nature of the research involved is such that it would be impossible or meaningless if meant a 11 y i nf j. rm wer(r:? restr i cte,] f rom parti ci p) at i on , or other consi der at i ons are Eippcific: aj.-)'proval. for their i..ise have be~en granted by t h ,.- Cc.')n t r act i i, I C! 01 T" f i c~-g- "I.1.1p research (PLASt L)Ee (.'-CMCerHe%d WIth. (i ) rj-ie di,-;m.-)n(jsis, treaLmc,.-)nt, p)revent..ion, or al-iology of the j.jaI`tjJ.L.0.rar ifrif.:),.~irment w-ith which the suLijei::t is, ~..kfflicted, or (i i ) Any ol- [-,or (:,,ondi L i on frr..Iin whi ch the sub J Pc L i s suf fer i ng , providing therf-.) is a direct potentiz-0. bpriF.,'-fit to the subject and adequa-tte 1:)rior testing has L)pen to give assurance cif acceptable risk, or (i i i The effects of institutional life upon the mentally in+irM Subject, and involves no appreciable risk to the SUbject', nr (J. V) informatif:)n which cannot be obtained from any other class a+ d) Volunteers shall be provided all. necessary medical care for injury (-,)r disease that is the pr(niximate result nf taking part in the contract research. e) New people entering this project for training purposes, or far participation as subjects of research, shall sign a statement that they will not use information attained during the course of participation to invade the privacy of US citizens. T) Studies conducted outside the United States, its territories or possessions, shall be conducted in compliance with all laws, customs and practices of the Country in which the study is to be conducted. C. Requirements for the Use of 'Investigational DrUqs Investigational drugs of any kind shall not be used for this contract. d. Requirements for Use of Investigational. Medical Devices The Contractor shall comply with Title 21, Part 812, of the CFR, as amended, for the study and evaluation of those devices which are not generally recognized as safe and/or effective intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in, or research on, humans. The contractor shall. have to provide with his proposal a copy of FDA approval of, or grant of waiver for, use of investigational device exemption. Page 7 of 8 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 e., R'ex ui rements f or- Renorti ng and DOCLAMP-ntati on I I ICopies of all documents pr-esentpd or required for initia' and continu-ing review of the IRB, P.g., Board minutes pertaining only to the cantr-act, record of subjects consent, transmittal an actions, instructioni~, :.)nditions resulting from Boar-d d2liberations addr-essed tcj the activity an d ~.- c are to be retained by the Contractor for at least three (3) Year's of the r-esparch. A.'11, dOCUrnentis shall. be accessible +cjr- inspection during nor'rnal working hOUrs, by -the DIA Cant F-acti nin Officer ar 8,LJt.hCW 1. er. P d IF a Pr-PSEN-it at i Ve. -ovided by law, information in the r-ecords, L--Ir .4 [Except as otherwise pr of the Contractor which refer-s to or can be identified with a .-i(..tb_Ject may not be discloi-iied except- -R) With -the consent of the Subject or his legally authorized r'e [I F-E~5-5e PIt at i ve , or 10) As may be necessary for the DIA to carr-y out its legal. r-es,plonsibi I i ties-. Upan expiration or ter-mination of this contract, a list of all. unused test material shall be provided -to the DIA Contracting Officer.. 4. 1he Contractor- shall immediately notify the DIA Contractinq 04+icef-, by telephone, a+ inquiries outside the Department- of Defense concer-ning the use Of IIIUMan SL(bjPCtS under this contract. In addition, the Contractinq Officer shall be notified as soon as possible of inspections of the facility or-- contract protocols by the FDA. Page 8 of 8 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET STATEMENT OF WORK FOR PHENOMENOLOGICAL RESEARCH AND ANALYSIS I.o -,S/NIF) PURPOSE. "RiE,.- purpose of this efi:ort is, to initiate nci?~--j research and perform select, analyses of anomalous. phiez~noinena. 2.0 (U) BACKGROUND: 2 4.1 (C) 1"henomenological research and analysis as intended by this contract rpfers to anomalous phenomena associated with human --abilities. Investigations in this area have sometimes been referred to as Remote Viewing (RV), Extrasensory Perception (ESP), -and recently Anomalous Cognition (AC) or Anomalous Phenomena (AF'). Foreign researchers have also used the term psychopner-gotics to describe aspects of these areas. SG1 B 2.2 (S/NF) Over the past fifteen years DIA has followed the field of psychoenergetics for two basic reasons: 2.4 (S/NF) In 1983 a report with project findings was sent to congressional intelligence and appropriation committees. The report affirmed the existence of remote viewing phenomenon and recommended that additional research for qUantifying and developing remote viewing as an collection tool be pursued. This recommendation was endorsed by a special. Science Panel that met to review the project findings. This panel also affirmed that the contractual research was scientifically sound and urged that basic and applied research in psychoenergetics be continued, its scope expanded, and that other laboratories be involved. Classified By: DIA/DT Declassify On: OADR SECRET/NOFORN Enclosure Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRE]" 5 (G/NF) "rhe first opportunity to expand this research scope. OCCUrred in 19B5.. The Department of the Army's Surgeon General 04:+ice for Resparch and Development (I)ASGIRD) initiated a f ive year research and developf,tient program. 1hp SGI-',D program centered nn two main aspects- h a s i c anc-.)malouc. phiennmena understanding, and appl. i cat 4 cins-or i ented research. D 11' A estab"11".shed close tips with this FI/D F_,+~Qrt to el-nSUrC22 that aPPliC~t1.G1_1';.1 be adequately pursued. 2~6 (S/NF) In 1.987, it became appar(7-ent that GGRD -11unding md.ght nat bF-:, av...-LAilable -to carry through to the end of -the five year period. CoriseqUently, aid'ditional 4,unding was sought by DIA and acquired through funding transfer action by -the HIOUSe Appropriations Committee MAC). "rhis funding was provided to DIA; MTPR action to the SGRD contract was the most expeditious ime,thod of allocating this funding. 2 ~.. 7 N F FieSUItS of this effort yielded several findings of breakthrough patential. Subsequently, follow-on research support was provided to DIA by Congressional action for FY91, DIA was identified as the ~~XECL.ktiVF~ agent Clue to long-standing knowledge and expertise in this area. Both R&P and O/M funds were allocated for continuing basic and applied i-esE-:~ardh, for applied investigation and for assisting in assessment of relevant foreign research. Additional funds are also anticipated for this area after a comprehensive research plan is defined. 7 1.0 (S/N'F) OBJECTIVE: The objective of this contract is to pursue the most promising basic and applied research in this area, to develop a comprehenqive plan for future activities, and to identify/improve application potential. 4.0 (S' / 1q'F) SCOPE: Basic research, applied research and threat assessments will be accomPlished +or this phenomenological area. 5.o (S/NF) TECHNICAL/OTHER CONSIDERATIONS: 5.1 (S/NF) All research activities and findings resulting from previ.cus programs in psychoenergetics shall be brought to bear on this effort. In addition, expertise in multidisciplinary areas throughout SAIC shall be made available as consultants or for special support as required. 5 1j.2 (U) Specialized support, if not available at SAIC, can be obtained via SAIC consultant or subcontract efforts with prior approval by the COTR. Every effort should be made to insure such support is from the recognized experts in the field. Some of the specific tasks in section 6.0 can be performed in unclassified facilities. 5.3 (SMF-) This effort will utilize a technical. review group (e.g., a Scientific Oversight Committee, a Human Use Review Panel and a Policy Board). Their establishment will be in coordination with, and approved by, the COTR. SECRET/NOFOI'-ZN 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET 5. 4 (~"J/NIF) Some or" the experiments/investigations required to fulfill this contract may require participation of celect government personnel. A]. 1 S U (.-. hinve,.-ftigations, will be fully planned and coordinated with the corR and Wi 1. 1. be W-ide- tho purvipws; o~ the B= and the Human Use Review Committee. other issues arise concerning W) [-3h0UJd unforsee~n schedule of any of the sp'pcific tasks identified in section 6.0, the COTR will be qiven assary, adjustments ta priorities and schedules can im,mediat-e ni. ce. J+ nece uc~ aj-jp!'C-"v20 by the COTIR' if there, is no cost or other- impal.-ft on the over-all Dror.Jram. Th~'--- COTR will also review/approve all anticipated research p r ot cm- o I S. 5.6 W) A 13, items in section 6.0 (except 6.4.) will, be funded from the R&D prDy-tion of Lhis contract, Section 6.4 will be funded from the O&M port i or). 5.7 (U) When additional funds become available for this effort, tile COVR' will -'-letermine which of the Pxplo-ratory tasks will be pursued for the .-knd a contract amendment will be prepared. 5~8 ( U) A more detailed statement-of-work is on file by the com and will bc~.- pri-.ividud to tile contractor to insure adequate task understanding. 6.0 (S/NF) SPECIFIC TASKS: 6.1 (U) Research Plan Development. Provide inputs for development of a long-term comprehensive basic and applied research plan. This will require extensive expert consultation and will involve an inter-laboratory, inter-disciplinary approach. 6. (U) Basic Research: 6.2.1 (U) Magnetoencephalograph (MEG) Investigations- 6.2.1.1 (U) Calibrate the electromagnetic/magneto- encephalograph (MEG) environment and replicate earlier results using a variety of population types. 6.2.1.2 (U) Examine MEG evoked responses from several population types and correlate with remote viewing ability for various physical conditions. 6.2.2 (U) Data Patterns/Correlations: 6.2.2.1 (C) Using data from past basic research experiments, compare target features (e.g., type, dynamics) with remote viewing results to determine if any patterns or correlations exist. 6.2.2.2 (C) Initiate new experiments to further examine possible target type/remote viewing result correlations. SECRET/NOFORN 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET 6. '~. 2. 3 W) Examine parapsychological historical reSUl.tS to see if carrelations. -to ge(-.)magnetic activity exists; initiate exploratory invemtigations to r2r.)l.iCRt2/test findings. 6 ~ '~'. 2'~ 4 (U) Examine parapsychological literature on resc~arch pro_iect~; to (.-~v~~.iluate over--al.l. results and to identify pos-sible vari abl nns. 6. 2'.. 7 (U' cal. ISSUeS. 6. 1 (U) Initiate ;~,=~s:iessi-neri-t/'irivestiga-ti-ons of Ma-,/ help e -t pot(.~wltial. th(--~oretical consitructs that .. I _ explain this phCnorn i a. Th i s May F-e(JUire considerations with on--going basic research in other U, i s c_ J. J'-1 r1 e S ~ 6. 2. 3 (C) Initiate invPstigation of issues that May help expl.,ain tarqPting mechanisms. -red I-ta (!J) P 1. t P S . tes 6.2.4.1, W) Trivestigate remote viewing potential, of lucid and other altered states. 6.2.5 (U) EnergeticsN 6.2.5.1 W) Initiate limited experiments and develop plans for follow-on energetics research. 6_7 (S/NF) Applied Research: 6.3.1 (U) Magnptoencephalograph (MEG) Developments: 6.3.1.1 (S/NF) Translate basic research MEG results into procedures useful for practical screening/selection activity. 6.3.2 (U) Correlatinns/Pattern Analysis.- 6.3.2.1 Conduct a variety of remote viewing experiments with laboratory and government personnel in order to identify possible correlations with people and project types and to identify strength,, and weaknesses. 6.3.2.2 (U) Evaluate/test beacon person conditions (i.e., sender/no sender) in various experimental environments. This may require detailed analysis of existing data bases. 6.3.3 (U) Training: 6.3.3.1 (S/NF) Examine previously developed training procedure and determine strengths/weaknesses of specific elements. SECRET/NOFORN 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET 6-3.3.2 (S/Nl:. Explore n(-:,w/modifiPd training procedure--,. 6. .---% 4 (U) Applications-. 6.3.4.1. (S/NF) expanded cir new application investig~.-ktions to evaluate their leasibility. T 6.: 11 .`2 (S I/ NF) and conduct vi.:trioLA= nts to test coml-m..(ni cati, on potential of remote viewing rapa-bilities. 6. ~1 . 3 Initiate JrvF-,-stiqati.nn5 to identify possible ways for enhancing data (.-Iuality, 6. 3'. 4. A. (S / NV') 1. T, p r (-) v e d a t a a n al y s i s -a n d e V Z~ I U a t i (D n techniq~..tes for applied projects, possibly using artificial intelligence procedures. 6~A (U) SUpflort Activity (R&D)- 6.4.1 (U) Recommend and establ.i5h, with agency coordination, the Scientific Oversight Committee (SOC), Human Use Review Panel and Policy Board membership. 6.4.2 (U) Other Support (includes project management, SOC/Human Use Review Panel/Policies Board, computer requirements, document preparation, administration and travel.). SG1 B 6.5 (U) Other Support Activity (D&M)-. 6.5.4 (C) Identify hardware and software data base needs for the government data base system. 6.5.5 (U) Assist in implementing select "on-line" storage retrival of the research literature. 7.0 (U) QUICK REACTION CAPABILITY (QRC): The contractor will maintain a quick response capability and be prepared to respond in less than 24 hours to problems or unexpected demands for brief technical papers that may be developed during the term of this project. SECRETMOFORN 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 6.5.3" (S/NF:) Devel.ol-.) protocols Suitable for a variety of application pursuits. Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET 3.0 QD ALLOCATION OF EFFORT: 'rhe level of effort to be applied to each basic task category should be approximately a-, follows- Basic Task No. Allocation of Effort/ Furidirm 6. J. 1.5 6.2 40 6. :3 22 6.4 6.5 le SECRETMOFORN 6 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000108108: CIA-RDP96-00789ROO3000410004-0 CONTROL NO. JUSTIFICATION AND APPROVAL FOR OTHER THAN FULL AND OPEN COMPETITION 1 U' Co n tractina Authorily-:. Virginia Contracting Activity, P. 0. Box 4656', Washington, DC 20050-6563. - "Oil OU Authority Ci ted. 10 U. S. 2:~04 (c) ( 1. FAIR 6. 302- 1 , r . y one M,~spnnsiible ource and no other supplies or services will. satisfy Agency r e r-1, ti ~ r c~,ment s. 0,3) Dei-icripition of SUrlPlieS/Services. The Defense Intelligence Agency (D I CO prop%oses; to procure Phenomenological Penearch and Analysis Services for a DIA special activity program. External assistance. 'funds available for this Congressional Directed Program total $1,700,00o.W 4. (U) Description of Action. It is anticipated that a cost-plus-fixed +ee contract will. he negotiated and awarded to satisfy this requirement. F- LA n bvi-Ill iriclude both and 0&11 as cited on F'Urchase Request No. 2 Z / 9 1 . 5. (U) Reason for Authority Cited: E R. (S/NF) This action is based on the need to utilize previous research achievements developed under other DOD-sponsored R&D efforts. The bulk of this prior R&D effort was provided by the Department of the Army's Surgeon General Office (SORD) in 1985 and spanned several years. This basic and applied research effort involved Dr. Edwin May as the principle researcher and program manager. Dr. May was at that time with the Stanford Research Institute (SRI), Menlo Park, CA. He has since joined the Science Applications International Corporation (SAIC) and has taken his extensive data base and key research as5istants with him. Consequently, contract requirements can only be satisfied by the Science Applications International Corporation (SATC). By doing so, duplication of effort can be avoided and maximum research efficiency can be achieved. (S/N1:`) This contractor is uniquely qualified due to their extensive backarOUnd in interdisciplinary research areas that spans over 20 years;. This multidisciplinary staff will be available for consultation as the need arises. The contractor has on its staff two physicists who have extensive experience in phenomenological research involving psychoenergetics investigations. One of these is Dr. Joseph Angela who has had over 10 years o+ involvement in this field in a project management capacity and at applications research levels. The other physicist, Dr. Edwin May, is regarded as the leading U.S. investigator in this phenomenological area. He has been a program manager in this area since 1986, and has a long term involvement (over 19 years) in this field. His extensive work history provides for continuity not available from any other individual. He is recognized by investigators world-wide, and can easily remain current with r*levant foreign research. SECRET/NOFORN I Enclosure 4 Classified By: DIA/DT Declassify On: OADR Approved For Release 2000108/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release. 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET C (SMI") The contrF--~ctor has an extensive classified data base which has co-mingled with both governmeAnt and proprietary data that is essential for this contract. It would rO-QUire several years for a new contractor tci achieve the presient levell i:j~ e.-;-Ilpertise ancl competence possessed by Dr. May and Dr. Arigelo. TlJs WOUld create a serious delay in pursuit Of appropriate Y-ES,Par'Chl, ir~ clf results and in potE.-Itia* po,~ed by si milar foreign a Ct4V.1*ties i,-1 t1liS a rE, a . d. (C There is ali:-;o an "urgpnfry" aspect to this contract. The Congressional diret-..tion included a time-critical task requiring development of i-:t detailed term research plan for this area. The only way to meet this time sensiLive ef-Fort, is to utilize existing capabilities of GAIC. 1. -the uniqueness of this 0 (U) Efforts to Obtain Competition. Due to research area, there are no other qualified research facilities and personnel available to satisfy this contract. 'To bring other potential organizations up to spL--.1L!d Would not be possible without unacceptable delays or additional costs. 7. (U) Action to Increase Competition- Every effort will. be made to release research rL-SLAIAS as widely as possible to attract other potential. researchers. Not only will this be accomplished through specialized (and properly classified) channels, but also appropriate portion will be released at Unclassified levels to attract interest in academic facilities. 8. (U) Market Survey, Based on the significant advantage that SAIC possesses in this area, a Mark-et Survey would not serve a useful purpose at this time. 9~ QJ) Interested c~ourc-7:s- No other source has expressed an interest in this requirement. tO. (U) Other Factors: a. (S) Acquisition data availability: Data from previous government- sponsored research is available in DIA. Since this was part of a controlled access project, every effort will be made to downgrade, and where practical, declassify basic aspects of the research. This will, in time, generate a wider interest in this field. b. (U) Unusual and Compelling Urgency: One of the line items (6.1) in the Statement of Work requires immediate response by the Contractor in order to meet one of -the Congressionally-directed requirements. This requirement can only be satisfied via other than full and open competition and by utilizing the existing SAIC capabilities. SECRET/NOFOIRN Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 "'L S-CRET c (U) ... C.p,mpet j. ti on g1'he same basic reasons for this other than full and open competition for SAIC also apply to ubcontractor selection. There are only a few individuals/facilitip-s ava- 11L~:jble that have any established expertise for supporting a portion of thiiE uniqUP research area. It would not be timely or cost advantageous to the government for the U.-intractor to PL(rs~..(e competitive action for the highly specialiZe.-d SUPr)(3r": that may be required. 1. 1. .(U) Technical Certif ication- I hereby certify that t"he supporting data Linder my cognizance which are included in the J&A are accurate and complete to the best of my I;:nowledge and belief. SG1J N a m e.- Date. Ti. t] e Signature-, 1 2'~ W) Requirements Certification-. I hereby certify that the supporting data Linder my cognizance which are included in the J&A are accurate and complete to the best of my knowledge and beliE,.~f. Name. Date. ZT Title.- Signature: 13. (U) Fair and Reasonableness Cost/Price Determination: A detailed technical proposal will be required from the contractor, SAIC. Prior to award, the Government will conduct an in-depth analysis of all technical and cost aspects of this requirement. Based on the outcome, a fair and reasonable cost will be negotiated. Therefore, I hereby determine that the anticipated cost for this contract action will be fair and reasonable. 14. (U) Contracting Officer Certification- In accordance with FAR 6.303-2 (a) (12), 1 hereby certify that the facts and representation under my cognizance, which are included in this J&A, are accurate and complete to the best of my knowledge and belief. Date. NAME- Contracting Officer SECRETMOFORN 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SG1J Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 S L ECRET APPROVAL Basf,id on tf-ie -foregoing JUStifj.Cati0n, 1, hereby apiprciw.%~ the I-Iroculf-efflen't ci, AND ANALYEil'S on an ather than fu[I and ripen t jr-, C,- --ity o+ 10 U.S.C., c(.-)a1pc-!titior, basis r.)UrS(J'~nt t(.- -:Fubject to -~kvailability of fUnd-F, and provich.;1d that the services and/or proper-ty herefin described have othErwise lbeen aUIL'.h0rJ.-zEd for- -it-on. CqUil, Da t e - Signature- Name. Ti t 1. e - SECRETMOFORN 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SERVICES QUESTIONNAIRE Requirement Document No. 330/0012Z/91 TITLE. External, Analy,.,is and Development The questions are to be anE~wered by the individual. initiatinq the procurermz-.-i-ft request. for contractor Support services, and will be used by the CO in dctei-miring. whc-:,thF,_Ar the services are nonpersonRl. 1. THE NATURE OF THE WORK (A) To extent can the Government obtain civil. servants to do the i ob? Agency and other government personnel are not available with the r'C' ite SkiTls and an!~]. tic,~l ack.R~ound. qUi C (B) Does the Proposed contractor have specialized knowledge or equipment which is unavailable in the Government? If the answer is in t.he affirmative, describe the specialized knowledge or equipment. The Contractor has unique knowled e of this phenomenaloqical area. has employees that are recognized leaders in this field c.-)+ analysis. They have a classified data base whl`c~_T~s co minqled F)~'EFi'_~W~_e_rnmpnt-and riroprietary data that is absolutely for Ul a of this contract. (C) To what extent do the proposed services represent the discharge of a Governmental function which calls for the exercise of personal, judgment and discretion an behalf of the Government? Not at all, . (D) To what extent is the requirement for services to be performed under the proposed contract continuing rather than short-term or intermittent~` This requirement is expected to be a continuinq task. 2. CONTRACTUAL PROVISIONS CONCERNING THE CONTRACTOR'S EMPLOYEES (A) To what extent does the Government specify the qualifications of or reserve the right to approve, individual contractor employees? Security and possible specification of contractor expe~,tise. Page I of 4 Enclosure 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08108: CIA-RDP96-00789ROO3000410004-0 (B) To what extent does the Government reserve the right to assign tasks to and prepare war[..-. srhedules +or the contractor employees during the performance of the contract? NiDt- at a:l,].. C') Tc) what extent does the! Government retain the rigtit (whP4-her actually exercised or not) to SUPPErVisp the work Of the either directly or ind:irectly? ....... . .. .. (D) Ic) wholt c~xtel.-)t dc:)F-.-_; the Government reserve the right to '~iUlDervis'ee or E:ont-rol the mpthod in which the contractor per-forms the service, the number of people he will employ, the specific duties of individual emplayees, and similar details'~) Not at all. E ", To what extent will the Government review performance by each individual contractor employee, as opposed to reviewing a final product on an overall basis after completion of the work? Not at all. (F) To what extent does the Government retain the right to have contractor employees removed from the job for reasons other than misconduct or security? Not at al I . 3. OTHER PROVISIONS OF THE CONTRACT (0) Are the services properly defined as an end product?- yes. (D) I's the contractor undertaking a specific task or proJect that is definable either at the inception of the contract or at some point during the performance, or is the work defined on a day to day basis? The contractor is undertaking a specific project which is defined at the inception of -the contract in the Statement of Work. (C) Will payment be for results accomplished or solely according to time worked? Payment will be for results accomplished. Page 2 a+ 4 Approved For Release 2000108108: CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000108108: CIA-RDP96-00789ROO3000410004-0 (D) 'ro i,,ihat extent will. the Government furnish the office or wor~.--Anq space, facil_itips~ eqUJ.flfriellt, and Supplies necessary for contract performance? None reqUj red. 4. ADMINISTRATION OF THE CONTRACT (A) lo wh,-at extent. are contractor employees used interchangeably with Government personnel to perform the same functions? Not at all. (B) To whi~.-tt extent are the contractor employees integrated into the Government's argknizational structure? Not at all.. (C) To what extent are a-(ny of the P-lements in ~2) and (3) above present in the administration of the contract, regardless of whether they are provided -for by the terms of the contract? Not at al I . 5. OTHER CONSIDERATIONS (A) Is the r2qUirement the result of an unsolicited proposal*-~ I+ so, describe. No. (B) If t112 procurement is Sole Source, why is it sole source? The proposed contractor has unique personnel and proprietary approaches to this area as discussed in I(B). (C) What is -the potential for follow-on procurement? There is some potential for follow-on procurement depending an the nature and extent of achievements in the subject area. The current state of this field of study is judged to be on the threshold of brea[.-:thLc2~,t qhs t~tich Would radically change the nature of this !j,~qui rement. (D) I+ it is siqnificant, will the Government become irrevocably committed to sole source procurement? Not Jit::ely. 1+ anticipated developments materialize this field of could become much more popular with a qreater number of Page 3 of 4 Approved For Release 2000108/08: CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SG1J Prepared by.- I Code: DT-5A Date: 30 November 199o Pursuant to the FAR and on the basis of information contained above and a review of the referenc-ed acquisition request, it is my determination that the .*(--rvices to be procured are nonper-n-onal. (Referencp parenthe-Lical. weights on various factor--, in the FAR.) .. .. ...... Procuring Contracting Officer .1 concur, and believe that the Contracting Officer's judqment may reasonably be made under the FAR. Counsel Page 4 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 STATEMENT RESEARCH OF PLANNED, ON-OOINO, AND COMPLETED STUDIES Research by my staff indicate-Fs, to the best of our [.-:nowledge, that there is ot-her ki-lajwn similar or collateral Study or analysis, planned, in J jES. prol're- . c.-jr complated which fulf ills the objectives or specific intent of this prnpo~--,ed contract study- Phenomenzological Research and Analysis J:'t.w -ha,--;e Reique5t 0 ".-.Q:!'0/0012Z/?1 PREPARED BY: Da t e - SG1-J DF-5A CERTIFIED AS ACCURATE AND COMPLETE: 'Z'0 I Date: HN T. I CH .-sistant Deputy Director for Scientific and Technical Intelligence Enclosure 6 Approved For Release 2000/08/08 CIA-RDP96-00789ROO3000410004-0 SG1 D Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 ,&nnrnvPc1 For Release 2000/08/08 CIA-RDP96-00789ROO3000410004-0 DEPARTMENT THE OF REQUIREMENTS DEFENSE OF THE DOD INDUSTRIAL SECURITY MANUAL CONTRACT APPLY SECURITY TO CLASSIFICATION ALL, SPECIFICATION SECURITY ASPECTS OF THIS TS/SI/SAO r-FFORT. THE FACILITY CLEARANCE REQUIRED IS: 2. 3- CONTRACT NUMBER 4. S. OR OTHER DATE THIS TO SPECIFICATION BE IS: THIS IDENTIFICATION COMPLETED (See SPECIFICATION NUMBER "NOTE" below. If item b or c is "X'ds* IS (Prim contracts , FOR: must be shown (Estimated) also for aell subcontracts) enter date for Item a) a. 0. PRIME CONTRACT a. A. DATE NUMBER XX PRIME CONTRACT 30 XX ORIGINAL Sep (Complete 92 date in all cases) b- SUBC014TRACT(Ilseb. FIRST TIER b. b. REVISIONDATE item SUBCONTRACT (R NO NO. E Ve' rSGE D a up edes . 15 for subcontracting all beyond second pr tier) vlous specilications) c- REQUEST FOR c. IDENTIFICATION E G. DATE BID, NUMBER REQUEST FOR FINAL PROPOSAL OR REQ FOR QUOTATION 6. Is this a follow-on contract? [:-] Yes KX No. if YES, complete the following: b. c. Accountability for classified material on preceding contract PRECEDING CONTRACT NUMBER DATE COMPLETED (-]is t7] is not, transferred to this follow-on contract. 7a. b. tjC Name, FSC Vdres Address Number & & Z' Zip Code Code of of Cognizant Prime Security Contractor office wn Os hnggies SAIC . 311 ATTN: Park Directorate Place of Blvd, Industrial Suite Security 360 Clearwater, 11099 FL LA 34619 Cienga Blvd, LA, CA 90045 Be. b. c. Name, FSC Name, Address Number Address & & Zip Zip Code Code of of First Cognizant Tier Security Subcontractor Office 9a. b. c. Name, FSC Name, Address Number Address & & Zip Zip Code Code of of Second Cognizant Tier Security Subcontractor, Office or facility associated with lFB, RFP OR R-FQ When actual performance Is at a location other than that specifi:d, Identify such other location in item 15. - - - 100. b. General DoDAAD identification Number of of the Proc-aTn Procurement ity for 717FN which g this specification applies identified In Item 16d. R&D Contract: Research and Analysis c. Are there additional security requirements established in accordance with paragraph 1- 114 or 1- 115, ISR? EA Yes 0 No. if YES, identify the pertinent contractual documents In Item 15. d. Are any elements of this contract outside the Inspection responsibility of the cognizant security office? !-M Yes El No. if YES, explain In Item 15 and Identify specific areas or elements. I ESNO ACCESS YESNO ACCESS REQUIREMENTS REQUIREMENTS (Continued) Y a. J. X Access Access to to Classified SENSITIVE Information COMPARTMENTED only INFORMATION. at other catitractor/Government X k. activities. Access to other Special Access Program Information X b. (Specify Receipt In of item classified 15). documents or other material for X 1. reference Access only to ('no U. generation). S. classified information outside the U. S. Panama X Canal Zone, Puerto Rice, U. S. Possessions c. and Receipt Trust and Territories. generation of classified documents or X M. other Defense material, Documentation Center or Defense information d. Analysis X Fabric Center ation/Modific Services at may ton/Storage be of requested. classified hardware. e. X a. Graphic Classified arts ADP services processing only. will be Involved. I. X 0. Access REMARKS: to DoDD IPO 5200 Information. f DIAM . 50-3 17 (M-2) 9. X . Access ; to , RESTRICTED DIAM DATA. 50-5 a l pp h. X y Access to classified COMSEC Information. I. X Cryptographic Access Authorization required, 12. Refer all questions pertaining to contract security classification specification to the official named below (NORMALLY, thru AGO (item z6e); EMERGENCY, direct with written record of Inquiry and response to AGO) (thru prime contractor for subcontracts). a. The classification guidance contained in this specification and attachments referenced herein Is complete and adequate. er C or Activity other name, address, Zip Code. telephone number and office symbol befense Intelligence Agency ATTN: DT-5A SG1J Washington, DC 20340-6053 SG1A NOTE Original Specification (Item So) In authority for contractors to mark --vu and Final Specifications (Items 5b and c) are authority for contractor& to remark the regraded classified information. Such actions by contractor& shall be taken in accordance with the provisions of the Industrial Security Manual. FORIA DD I JAN 7e2R EN%-ijLJ0U1tb 0 EDITION OF I APR 71 IS OBSOLETE. ALSO REPLACES DO FORM 254c -WHI-CH-IS-OBSOLETE jV J U, ul'uf -7 ff Annrnxiarl I=nr Pialianomin qnnninpina - f"1A_C3r%00& nn'Y00C3f%f%'0f%nnA4nnf%A 0% 16a. Contract by Agency REQUIRED Prime IM,Cognizent 30 Administrative -0 S~bcontractor Program/Project ADDITIONAL Dn DIA/RTS-6B a--D'IA/RSS 13a. Information pertaining to classified contracts or projects, even though such Information is considered unclassified, shall not be released forpublic dissemination except as provided by the Industrial Security Manual (paragraph So and Appendix ZX). b. Proposed Public releases shall be submitted for approval prior to release Direct E J Through (Specify): NO PUBLIC EXHIBITION OF SCI IS AUTHORIZED to the Directorate For Freedom of Information and Security Review, Office of the Assistant Secretary of Defense (Public Affairs) * for review in accordance with paragraph So of the Industrial Security Manual. * In the case of ndn-DoD User Agencies, see footnote, p,sragraph 5o, Industrial Security Manual. 14. Security Classification Specifications for this solicitation /contract are identified below ("X" applicable box(es) and supply attachments as required). Any narrative or class ification, guide(s) furnished shall be annotated or have information appended to clearly and precisely identify each element of information which requires a classification. When a classification guide is utilized, that portion of the guide(s) pertaining to the specific contractual effort may be extracted and furnished the contractor. When a total guide(s) is utilized , each individual portion of the guide(s) which pertains to the contractual effort shall be clearly Identified in Item 14b. The following Information must be provided for each item of classified information Identified in an extract or guide: (1) Category of classification. (II) Date or event for declassification or review for declassification, and (III) The date or event for downgrading (it applicable). The official named in Item 12b, is responsible for furnishing the contractor copies of all guides and changes thereto that are made a part of this specification. Classified information may be attached or furnished under separate cover. a. A completed narrative Is (1) [-] attached, or (2) M transmitted under separate cover and made a part of this specification. b. The following classification guide(s) Is made a part of this specification and Is (1) 0 attached, or (2) 0 transmitted under separate cover. (List guides under item 15 or in an attachment by title, reference number and date). Ej] c. Service-type contract/subcontract. (Specify instructions in accordance with ISRIISM, as appropriate.). d. "X'* only if this is a final specification and Item 6 is a "NO'9 answer. in response to the contractor's request dated retention of the identified classified material is authorized for a period of e. Annual review of this DD Form 254 Is required. If 4'Xldtt, provide date such review Is due: 15. Remarks (Whenever possible, illustrate proper classification, declassification, and If applicable, downgrading instructions). a. This contract requires access to.SCI. The Director, Defense Intelligence Agency has exclusive security responsibility for such information released to the contractor or developed under this contract. DIAM 50-5, Volumes I and II provide the necessary guidance for physical, personnel and information security measures and is a part of the security specifications for this contract. DCASR is relieved of all responsibility for all SCI material for information released to the contractor under this contract. b. All contractor personnel to be granted access to all classified information released or generated under this contract must be U.S. citizens granted a final security clearance by the Government prior to being given access. Immigrant aliens, interim cleared personnel or personnel holding a contractor granted CONFIDENTIAL clearance are not eligible for access to classified information released or generated under this contract without the express permission of the Director, DIA. c. Classified material released or generated under this contract is not releasable to Foreign National without the express permission of the Director, DIA. (continued) Security Classification Specifications for Subcontracts Issuing from this contract will be approved by the Office named In Item 16e below, or the prime contractor, as authorized. This Contract Security Classification Specification and attachments referenced herein are approved by the User Contracting Officer or his Representative named in Item 16b below. DISTRIBUTION; Contractor (Ztem 7e) SG1J Security Office (item 7c) Asst Dep Dir for Security and CI Contracting Office (Item 16e) c. Signature Quality Nasurance Representative (item 8a) Cognizant Security Office (Item 8c) d. Approving officialps activity address and Zip Code Manager (ftern 12b) Defense Intelligence Agency U. S. Activity Responsible for Overseas Security Administration Washington, DC DISTRIBUTION: a. Name, address and Zip Code of Administrative Contracting Office DIA/DT-3A roy -For Releas~~.* 87-'-CIA--,RDP,96~*0,7.09RGD-3-0-0041-00-04-~07.~ d SG1A Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Form CONTRAIMMOLTAr 9,6-00M69 REPhNRRBWN'lfi)&.I'%A*UT'IA;.RDi 10004. u re ng r ne,= ex ting urc maintainin sta ne an c leting arev C!,,rdrth. n of Informat wrnments r ardi this d o en 0 rc co~ the d Isugge$to ense, ash on - rd timat r ,he -a ection of Infor Ion I cl In su tio s for reducing this burden, to D riment of Def I t , n Headquarters rvic irectorate for Information 0 rations* e S.1 15.1c rson Davis Highway. Suite 1204, ArD on,VA 22202-4302,andtathe eof R port nt and Budget, Paperwork Reduction Prej (0704 188, in on. C 20503. Please 00 NOT RETURN your form to either of these addresses. Send wash fin to the Government issuing Contracting Icer I t e traRo. listed In Block E. Con A. CONTRACT B. C. CATEGORY: LINE EXHIBIT TOP TM ITEM OTHER NO. - Research/Analysis - NTRACT/PR F. NO. CONTRACTOR . SYSTEM/ITEM - SAIC N/A T CO 1. DATA 2. TITLE 3. ITEM OF DATA SUBTITLE NO. ITEM A001 Periodic Status Reports S. CONTRACT 4. AUTHORITY REFERENCE 6. REQUIRING (Data (S O.W. OFFICE Acquisition DIA/DT-5A Document Paragrdph Noj C.6.2, D I -MGMT,.'- C.6.3 8 0 2 2 7 I 9. DIST 10. 12. DATE 7. DD STATEMENT FREQUENCY OF FIRST M DISTRIBUTION ISO REQ UIRED SUBMISSION RE Q 30DAC Bimonth b. DT-5A onl COPIES y APP CODE It. 13. DATE ADDRESSEE D Final AS OF SUBSEQUENT ft OF SUBMISSION DATE ca Reg Repro 16. REMARKS DT-5A IS. TOTAL t. DATA 2. TnU SU87ME ITEM OF DATA NO.1 ITEM A002 INTERIM TECHNICAL RE20RTS- 4. AUTHORITY S. CONTRACT 6. REQUIRIKG (Data REFERENCE OFFICE Acquisition (S.O.W.) DIA/DT~-5A Document [Para NOJ C.6.2, DI-A-5029 6.3 7. DO 9. DIST 10. IL DATE % DISTRIBUTION ZSO REQ STATEMENT FREQUENCY OF FIRST UIRED SUBMISSION RE Q OTIME b~ DT-5A only COPIES L APP 11. 13. DATE a. ADDRESSEE final CODE AS OF SUBSEQUENT f OF SUBMISSION DATE Dra t Reg Repro DT-5A 2 10 16. REMARKS Initial draft (2 copies) shall be submitted 15 days after work is complete (estimated two in FY91 . , two in FY92) . IS. TOTAL 2 11 1. DATA L Trn.E L ITEM OF DATA SUBTITLE NO. ITEM A003 ISPECIAL REPORT REQUIRING 4. AUTHORITY & CONTRACT OFFICE (Data WERENCE Acqukition (S. 0.W. DIA/DT-5A Document ) NOJ C.6.1 DI-A-5029 7. DO 9. DIST 10. IL DATE 14. DisniounoN ZSO REQ STATIEMENTFREQUENCY OF FIRST RE SUBMISSION IRED QU OTIME b. DT-5A o COPIES l L APP n 11. 13. DATE a. ADDRESSEE Final CODE y AS OF SUBSEQUENT D OF SUBMISSION ft DATE TBD~ r& Reg Repro iC REMARKS DT-5A 2 2 Required for special briefings,-reports. IS. TOTAL 2 1 1 2 2. t VATA 2~. TITnUE SU111171ITLE ITEM OF DATA NO. ITEM A004 FINAL TECHNICAL REPORT 4. AUTHORITY CONTRACT (Data REFEREN Acquisit.bfill .CIE DOCO-efit (S O.W. NO.) REQUIRING DI-A-5029 OFFICE V-6.2, C.6.3. DIA/DT-5A 7. DO S. DIST IL 12- DATE 2S0 REQ STATEMENT FREQUENCY OF MRST - REQUIRED OTIME SUBMISSION 14 otsmeunohi b6 COPIES L APP FT-5A only11. 13. DATE final CODE AS OF SUBSEQUENT OF a. ADDRESSEE DATE SUBMISSION Draft Reg Repro IL REMARKS 2 Initial draft (2 copies) 15 days before end of DT-5A contract. Final'within 30'days after end of contract . SG1J 2 . DATE J. ~17 Dec DATE 90 -5A 7 ~ Dec - NWMRPONNWL-- 90 -- - - I I - 1 17. PRICE GROUP' I I& ESTIMATED I TOTAL PRICE I u. PRICE GROUP I I& ESTIMATED I TOTAL PRICE 11 I I I I 1. 1 17. PRICE CaROUP IL ESTIMATED TOTAL PRICE 17. PRICE GROUP I& ESTIMATED E TOTAL PRIC SG1J UU 11-Orm 'llqznlj U r-V1 rKumase ZUUFOfUU"M!sUPAWRtl!YfPS6-00789RUG&N(Y444)GM4!0 Enclosure 9 Approved For Release 2000/08/08 - CIA-Rr)PqA-nn7RQpnn-,znnnAinnnA-n Ak Form Appfovtd DATA ITEM DESCRIPTION amsf1io. 0704-ores &P. DOC JUA A 1986 1. TITLE 2. IDENTIFICATION NUMBER Contractor's Progress, Status and Management Report DI-MGMT-80227 3. OE SCRIP TIONIPURPO S E 3.1 The Contractor's Progress, Status and Management Repo~t indicates the progress of work and the status of the prograr; and of the assigned tasks, reports costs$ and informs of existing or potential problem areas. 4. APPROVAL DATES. OFFICE OF PRIMARY 6a. OTIC 6b. GIDE? RESPONS184UTY REQUIRED QUIRED (OPR) D (YYMM04D) N/SPAWAR 860905 7. APPLICATION /INTERRELATIONSHIP 7.1 This Data Item Description (DID) contains the format and content preparation instructions for the data product generated by the specific and discrete task requirement for this data included in the contract. 7.2 This DID may be applied in any contract and during any program phase. 7.3 This DID supersedes DI-A-2090A, DI-A-3025A, UDI-A-22050B, UDI-A-22052A, UDI-A-23960, DI-A-30024, and DI-A-30606. (.co'nt. on page 2) - 8. APPROVAL LIMITATION 9a. APPLICABLE 9b-A-M-SC FORMS NUMBER N3947 10. PREPARATION INSTRUCTIONS 10.1 Contract - This data item is generated by the contract which contains a specific and discrete work task to develop this data product. 10.2 Format - This report shall be-typewritten on standard size (e.g. 8 1/2" by l1") white paper, and securely stapled. Pages shall be sequentially numbered. All attachments shall be identified and referenced in the text of the report. The report shall be prepared in the contractor's format and shall be legible and suitable for reproduction. 10.3 Content - The report shall include: a. A front cover sheet*vhich includes the contractor's name and address, the contract number, the nomenclature of the system or programi the date Of the report, the period covered by the reports the title of the report, either the .serial number of the report or the Contract Data Requirements List (CDRL) sequence number, the security classification, and the name of the issuing Government activity; * b . Description of the progress made against milestones during the reporting period; c. Results, positive or negative, obtained related to previously-identified problem areas, with conclusions and rec-rren ations; d. Any significant changes to the contractor's organization or method of operations to the project management network, or to the milestone chart; e Problem area .a affecting technical or scheduling elements, with-background and any rec. endations for solutions beyond the scope of the contract; f. Problem areas affecting cost elements, with background and any recommendations for solutions beyond the scope of the contract; g. Cost curves showing actual and projected conditions throughout the Contract; h. Any cost incurred for the reporting period and total coniractual expenditures as of reporting date; i. Person-hours expended for the reporting period and cumulatively for the contract; J. Any trips and significant results; (cont-on page 2) d 00 Form 1664, FES 85 OAGE L up 9-4 pproved For Release 2000/08/08 CIA-RDP96-00789ROO3006410-004-0 Approved For Release 2000/08/08 CIA-RDP96-00789ROO3000410004-0 DI-MGMT- 80227 7. APPLICATION/INTERRELATIONSHIP (Cont'd) 7.4 Paragraphs 10.3.f, 10.3.g, and 10.3.h herein should be tailored on DD Form 1423 when such cost data is already submitted through a sophisticated cost reporting system under the contract. 10. PREPARATION INSTRUCTIONS (Cont'd) k. Record of all significant telephone calls and any commitments made by telephone; 1. Summary of Engineering Change Proposal (ECP) status, including identification of proposed ECPs, approved ECPs, and implemented ECPs; m. Contract schedule status; n. Plans for activities during the following reporting period; o. Name and telephone number of preparer of the report; p. Appendixes for any necessary tables, references, photographs, illustrations, and charts. *U.S. GOVERNMENT PRINTING OFFICE: 1986-704-037/50176 Page 2 of 2 Pages .2 VAIA ITEM OrS"11"YON "-007891 Ap W r1P 0 Fer Release 209WOW08 A R-r-112 Technical Report - Study/Services Contract a a a C a 4 V I Soho 0 W Ob P. a W. Pippumentation of studies or &n&lysig conducted by [tbi. contractor. 9 W4P% NIA bb VOILs. *Mho I soft oft. .*40c;' *Gses 1, The contractot shall. provide technical reports, &s directed by the procuring activity, which fully docursent resu2ts of 412 studies or analyses conducted. The repcirts shall be prepared in .&ccord&nce Wi- thi- format and general Instructions as indicated be2owz- a. Format (1) Title Page - Identifying the report bv providing con. tract nuid>er, project name or purchase description title. task number, and reporting period. (2) T&b2e of Contetnts (3)' Section I - Xncluding the fol2owing: (a) Introduction (b) SwLmary ~ & brief statement of resu2ts obtained from the analytic effort. (c) Conclusions and a condensed technical substan- tiation therefor. - (4) "etion 11 - Including a complete and detailed d&sc:ript1on of the ;analytic results which led to the conclusions Ow-luded in Sectiors I,abave* b.' General Instructions- 7-1) The report ,and &22 allachluents all all be typewritten or otlierwise clear2y lettered and shall be duplicated using non fading J-Wft 1664 obtulell. Int ~40_~ .Us, U018, Ism NSA A-5029 I Octol>er 2967 0, Opp 0 it N 6"cA jai Approved For Release 2 000108/08 CIA-RDP96-00789ROO3000410004-0 ink. PaPer (3) When &ttachments are included, they shall be fully identified; in the text, and folded to conform to the r,2-.'Ze paper used in t1ii report. (4) Security classification and distribution markings rhal- conform to the requirements of the contract. purchase description and security requirements check2ist, as applicable. Page 2 of 2 Pages Cl- Approved. For Release 2000/08/08 CIA-RDP96-00789ROO3000410004-0 AWMMEFbrtRd1MAM/08/08: CIA-RDP96-00789ROO3000410004~b MY 1984 Pursuant to yaragraph 1, Block 10.' Preparation Instructions". the contractor shall prepare documentation of the results of this effort as follows: TECHNICAL REPORTS a. An interim technical reRort, shall formally do -cument the efforts and results -of--tFe period and at the date specified in the 'Delivery Schedule. b. A final technical report shall formally document all efforts and results of the project and be delivered as specified in the Delivery Schedule. c. The text of both inte 'rim and final technical reports shall be submitted to cover periods and at dates specified in the contract, and shall consist of the following technical elements in the order given: (1) Summary - The summary shall serve as an indication to a potential reader of the content of the report. The summary shall be an accurate reflection of the substance of the report. It shall be brief, clear, and complete; and shall contain, as a minimum: a statement of the purpose of the work, the methods used, a summary of results, and conclusions. (2) Preface - The preface shall contain statements to indicate authorization To--r the work, numbers and titles of the project/task/subtask under which the work was done, the relationship of the work to the overall program; acknowledgment of the contribution of others not listed as authors; references (publication, lectures, conferences, reports, etc.); individuals contacted (names, title, organization, address, telephone number, etc.). (3) Copyright permission - Copyrighted material shall be used in the report only upon written consent of the copyright owner. If copyrighted material has been used, a statement that permission has been obtained to use such material shall be included in the preface. It shall be the responsibility of the Contractor, prior to his submission of the final manuscript, to furnish a listing of all data used in preparation of the manuscript. Although a copyright check may be performed as part of the Government inspection, failure on the part of the Contractor preparing the .report to list all data used in its preparation shall be considered a latent defect and the Contractor shall not be relieved of his responsibility for any copyright violation(s). (4) Body of report - The body (or text) will be determined by the nature of the work being reportid. in general, the body should include: a statement of the problem, the background, approach to the problem,, results, discussion of the results, conclusions, and recommendations. (a) introduction - This section snall state: the purpose(s) of the contract, a breakdown of the problem into component parts, a reference to programs related to the purpose, and the scope of the work during the period covered. Each concept considered shall be identified in thisparagraph. . Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 DIA LOGISTICS/SUPPORT PLAN CONTRACT TITLE: Research and Analysis SG1J CONTRACT SPONSOR: ELEMENT: PHONE- SG1A A. EQUIPMENT MAINTENANCE (RTS-6) I'Nlot Required I (nternAl Maintr--,nance --tor Maintenance Contrac B. SUPPLY SUPPORT (RTS-6) Not Required 1. Consumables 2. Equipment Storage C. EQUIPMENT TRANSPORTATION HANDLING (RTS-6) Not Required D. FACILITIES (RTS-1) Not Required 1. Utilities 2. Space, location 3. Health,, Environmental & Safety implications E. PERSONNEL AND TRAINING (RHR) Not Required 1. Civilian & military personnel requirements 2. Required Training Personnel relocations F. INFORMATION AND GRAPHICS (RSO) Not Required 1. Systems concept 2. Software requirements 3. Hardware requirements 4. Required funding G. PUBLICATIONS AND GRAPHICS (RTS-5) Not Required H. COMMUNICATIONS (RCM) Not Required I. SECURITY SERVICES (OSC) REQUIRED 1. Security clearances 2. Physical security 3. Contractor security 4. TEMPEST - DIA/O'OC-2 will review and evaluate all requests to process classified information electronically and will provide guidance on equipment procurement, installation, relocation and other measures relative to the control of compromising emanations. Enclosure 10 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET ADVANCED ACQUISITION PLAN (AAP) SUMMARY AAP NO./PURCHASE REQUEST NO. 330/0012Z/91 PROJECT TITLE. Phenomc--~noloqical Research and Analysis (U) 1. (U) BACKGROUND: a 1. W) Phpnomennlogical research and analysis as intended by this cantiract reFers to anomalous phenomena associated with human acti vi ties. Investigations in this area have sometimes been referred to as Remote Viewing (RV), Extrasensory Perception (ESP), and recently as Anomalous Cognition (AC) or Anomalous Phenomena (AF) research. Foreign researchers have also used the term, psychoenergetics, to describe aspects of this area. 13. (S) In 1985, the Department of Army' Surgeon General Office for Research and Development (DASGRD) initiated a 5-year phenomenological research and development program. Research identified for this effort centered on two aspects; basic phenomena understanding and applications oriented research. This SORD program was in response to recommendations that followed from DIA's earlier 3-year evaluation effort that examined the validity and threat potential of an aspect-of this phenomena known as remote viewing. DIA established close ties with this SGRD research program to insure that applications research would be adequately pursued. C. (S/NF) In 1987, it became apparent that SGRD funding might not be available to carry the project through to the end of the 15-year period. Consequently, additional funding Was Sought by DIA and acquired through funding transfer action by the House Appropriations Committee (HAC). This funding was provided to DIA; MIPR action to the SGRD contract was the most expeditious method of allocating these funds. d. (S/NF) Results of the DIA/SGRD effort yielded several findings of brei~.--.through potential. Subsequently, follow-on research support was provided to DIA by Congressional action for FY91. DIA was identified as the executive agent due to long-standinq knowledqe and expertise in this area. Both R&D and O&M funds were allocated for continuing basic and applied research, for applied investigations, and for assisting in assessment of relevant foreign research. 2. (S/NF) DESCRIPTION (Expected Capability): This effort will. permit both research and analysis of anomalous phenomena to continue. Tasks defined in the classified statement of work focus on those activities that have the highest potential. payoff in phenomena understanding, in application analysis, and in threat assessment support. Progress in this area will assist DIA and the Intelligence Community in performing adequate threat assessments and for possible pursuit of applications involving this phenomenological area. SECRET/NOFORN Classified By: DIA/DT Declassify On: OADR la Enclosure 11 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 SECRET 3. (U) MISSION REQUIREMENT SUPPORTED: a. (U) Source of Mission (DCI goal, Defense guidance, JCS, Other)- DCI Goal. #2, DIP FY87-91 Required Capabilities Ii. In, 1q, 2a, 2e, 2g, 2J, n,-, DoD Plan for Intell igence Support to Operational Commanders FY87-91 Required Capabilities 20, 21, 2:3. NIT #9 & 732. b. (U) Impact of Disapproval. Failure to fund this effort would seriously degri-.ide DIA's ability to a--,ses!,- military potential of the emerging foreign efforts :in this, field and would eliminate potential for phenomena. Understandirig and application development. 4. (U) CONTEXT: a. (U) Relationship to Ongoing or Proposed Projects- There are no known similar current or proposed projects. 1.). (U) Managerial Perspective (DIA goal or objective SLApported). 1I.B.2.a. (1) (U) Responsive to PMGM 1984-1988 General Production Guidance (2) (S/NF) A prior effort (1981-19B3) concerning anomalous phenomena research was conducted through a DIA external contract. The main purposes of this effort was to evaluate the threat that foreign achievements in this area could pose to US national security and to explore its potential for use in US intelligence collection and military operational problems. The results of this effort have confirmed the reality of the remote viewing phenomenon and the existence of a potential threat to US national security. Assessments of foreign research in psychoenergetics were also included in the early effort. r- . (U) Accordance with Agency ADP Planning, if applicable: N/A. d. (U) Government Furnished Space: None. SECRET/NOFORN 1b Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 I Approved For Release 2000108108: CIA-RDP96-00789ROO3000410004-0 A. ADVANCED ACQUISITION PLAN(AAP) PURCHASE REQUEST(PR) NO. 3301001.2ZI91 FY1991 UNESCALATED DOLLARS ($K) 07 DEC 1990 SG1J 1. PF~OJECT MANAGER SG1j 2. 3. ELEMEENT BUDGli"T OF-FICER ACQUISITION ACCOMPLISHED BY: 1XI RSQ I I MIPR I I ISA C 3 01-HER 4. PROPOSED TYPE OF' ACTION: a. 1XJ NEW CONTRACT b. 1 3 MODIFICATION TO CONTRACT NO. (excludes incremental funding and options previously approved in an AAP). c. E I ORDER UNDER REQUIREMENTS CONTRACT NO. d. I I ORDER UNDER GSA FEDERAL SUPPLY SCHEDULE. e. C I OTHER 5. COMPETITION (Applicable to paragraphs 4.a. and 4.b. above): a. I I FULL AND OPEN COMPETITION. b. [XI OTHER THAN FULL AND OPEN COMPETITION PURSUANT TO AUTHORITY 10 U.S.C. 2304(c)( See enclosure 4 for Justification for Other Than Full and Open Competition (JFOTF&OC). 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 AAP NO./PR NO. 330/120OZ/91 6. CONTRACT DOLLARS: PRIOR YEARS FY91 FY92 FY93 FY94 FY95 OUTYEARS ($Mil) a. Appropriation: O&M 0.3 R&D -1.4 PROC Other Govt Funds TOTAL: 1.7 b. Total Estimated Contract Amount- $1.7 million (Include cost for total effort in Statement of Work) c. Source of Funds (1) Program/Budget Line Name/Dollars Line Name(s) Approp FY91 FY92 FY93 FY94 FY95 OUTYEARS i-1-7 M~-l (2) Program/Budget Record Line Name Project# EU RC PE 7. TARGET DATE FOR MILESTONES: a. Agency coordination of acquisition package begins b. Transmitted to OC Dec 1990. Dec 1990. c. Transmitted to RSQ d. Required award date e. Required delivery date or per4ormance period 3 Dec 1990. APR 1991. SEP 1992. Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 AAP NO./PR NO. 330/12007/91 B. OTHER CONSIDERATIONS 9. Recommended COTR course on - I MAR 1990. 10. SUBMITTED BY 11. CONCUR SG1J COTR completed required COTR or scheduled for COTR course on 28 FEB CONCUR: HEAD OF MAJOR ELEMENT CONCUR: OC R6 &( LSi gin z Signature and date) (Signature and date) APPROVED BY: ASSISTANT DEPUTY DIRECTOR FOR PROCUREMENT: (Signature and date) 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 EXCEPTION to Requirement To Synopsize DIA/D'T R&D Contract: Phenomenoloaical Research and Analvsis (U) Purchase Request # 330/0012Z/91 Information necessary for synopsizing this contract cannot be worded in Such a manner so as to avoid disclosure of classified'information. The activity of this contract is highly sensitive and any attempt to synopsize would reveal DIA's interest from an applications perspective. Date: r4 IN T. BERBRICH istant Deputy Director for Scientific and Technical Intelligence Enclosure 12 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 quest URAK~f%te&E9r 'Ibbd/508 bMuMbSIR00 number Releas : Ci udhr 9 04-0 RO lff d !d 0 92 330/0012Z/91 30 Se ~ 17 Dec 9 p NS - ORIGINAL AND 8 COPIES 4A. Authorized APprov)qg Official or Desig46 (DIAM 44-2) 5A. Funds are certified avallable and have been committed J 2A Accounting classification 5B. Amount ~ & 4 I R/D: 9710400.44 7M1 6FO301 1222 503744 ~1,400,000.00 Signature JOHN . BERBRICH, Asst Dep Dir for S&T O/M: 9710100.44 7Yl 6FO301 1221 503744 300,000.00 -"' Type Name Date 4B. Name, Ext, and Signature of Designated Supply Coordinator (DIAM 25-1) 5C. Name and signature of Certifying Official Signature Signature SG1A TypeName Date Type Name Date ---- Telephone No. Office Symbol DT-SA 7A. Ship To Director 7B. Mark for: (DT-5A SG1J DIA Washington, DC 20340-6150 8A. Estimated Stock/item Description QuantityUnit Price Amount No. of Supplies or Se4vices RELEASE OF ~1,700,000.00 FUNDS FOR.EXTERNAL RESEARCH AND ANALYSIS. SG1J Sole Source Contract with SAIC for henomencilogical Research. 9. Recurring 8B. requirement Toltal Source: GSA Schedule Number (if known) Acquisition Plan No. 10. Action Office If External to DIA: Other: Interservice Support Agreement No: External POC: 111I.Justification/Remarks The purpose of this request is to pursue general phenomenological research via the Science Applications International Corporation (SAIC). Funds for this effort are in the approved FY 91 DIA budget as line items- ~--:i.....-.".-foi-Cofigressional..Direc-ted Programs. 12A. ReWisition 13A. Number/Other Coordinations 0CRRB EISADPO VP-SF GC OC-4 12.B Logistics Branch Action OSC-2 Officer/Phone OC-5 No. RLE-2A RLE-2A Date OC-2 RSQ 12C. Method .13B. 13C. Approvals Budget 0 Reporting Not Code required (DIAR R40D 44-4) El Contracting CRRB pnd Acquisition Off ice 0 Other: SADPO Yes No 12D. Received 14A. 14B. By: (Signature) Action Ddte Assigned To: Contract Specialist:. Dow Telephone No: DIA FORM 520,Approved For Release 2000/0&~Sr~d"-PEfP'96-00789ROO3000410004-0 PTP- I# MM?Iffl I-uuvf4-u DATEREFERENCEOBLIGATIONS UNOBLIGATED REMARKS DATEREFERENCEOBLIGATIONS UNOBLIGATED REMARKS NUMBER INCURRED BALANCE NUMBER INCURRED BALANCE I J 16. Summary Data for CRR B/SADPO Actions: Purpose" Historical Summary: Intelligence Question/Objective: 17. Lisj. of Enclosures procurement Package Access List Uniform Contract Format (over $25K) Statement of Work/Specifications 4~, Justification for other than full and open competition SADPO Acquisition Authority Emergency Justification 5 Services Questionnaire - List of Recommended Sources 6 - Certification 6f Data Base -7 Government Independent Cost Estimate 8 - DD 254, Security Clas If Ication Specification sl 9 DD 1423, Contract Data Requirements List with Date Item Description (DD Form 1664) - Technical Evaluation Criteria - Technical Evaluation Plan 0 Logistical Su ort Plan (DIAR 25-4) PV 11 AA Summary Otherls) 12 Exception to Synopsis'.(of class S.O.W.) Approved For Release 2000/08/08 CIA-RCiP96-00789ROO3000410004-0 SG1J Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000410004-0