Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 PAW I - UE SCHEDERE SECTION B - SLTPLIES/SERVICES AM PRICES B. I SEWICES AND PRICES LIM ITER DESCRIPTIOU 0001 External RDT&E in accordance with 1 Lot specifications set forth in section C. (Subsections 6.1 through 6.4). 0002 Reports 1 0002AA Workplan Milestone Report 1 0002AB Progress Reports 5 (est) 0002AC Special Report 1 0002AD Final Technical Report 1 0002AE Variance Report As needed 0002AF Technical Briefing 1 0003 Quick Reaction Capability As needed Page I of 7 AVIDUNT $ 1,450,000 NSP NSP NSP NSP NSP NSP Enclosure 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 PAFT I - THE SCEMDUEE SEMON C - DEBaU=ON/.-;Pp CMaMCNS C.1. WOW SMTEMENr: Under this contract, the contractor, as an independent contractor, and riot as an agent, servant, or employee of the Goverrmient, utilizing special knowledge and techniques possessed by and available to the contractor, shall furnish all labor, equip-nent, facilities, services, and materials, necessary for the performance of the work set forth below: See Statement of Work, Enclosure 3, and DD Form 1423 (Contract Data Requirements List) dated 26 Jan 89 attached in Dddbit A. Page 2 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 PAM I - = SCHEDULE SECTION F - DELIVERIES OR I F.1 TIPE OF DELMMff: The work and services required under Section B shall be ccmpleted/delivered as specified on Enclosure 9. F.2. TERR OF OONMRALT: F.2.1. The work required by task 6.1 through 6.3 shall be perfonTied during the period comiencuig on the effective date of this contract and not to exceed 18 months in length. F. 3. PLACE OF PEREMPOXE: The work under this contract shall be performed at the contractor's facilities unless otherwise provided in this contract. Page 3 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 PAW I - TM SCRIEUIE S=ON H - SPE= PRMMCNS H.I. DISM)SURE OF INFUMMON: a. The contractor shall not disclose any information under this contract, including the following, to any person unless (i) it is required for the performance of this contract or (ii) the individual is specifically authorized in writing by the Contracting Officer to receive the information. (1) The contract schedule and technical data incorporated therein. (2) Sponsorship of the contract. (3) The Government's use, interest in, or application of the following: (a) The contract schedule and technical data incorporated therein. (b) Purchase description, specifications and drawings. (c) Scientific studies, research, development and design service. (d) Components, devices, equipments and system. (e) Techniques, methods and processes. (f) Details and/or results of performance. b. Disclosure by the contractor which require specific written authorization from the Contracting Officer include information, whether written or oral, to be revealed in open publications, technical conferences, symposia, meetings, periodicals, journals, brochures, advertising, films, photographs, fact-sheets, or other material prepared for open publication. C. When prescribed by the Contracting Officer, the contractor agrees to insert in subcontracts and purchase order hereunder provisions which shall conform substantially to paragraphs a and b. Normally these provisions will not be required by the Contracting Officer in purchase orders for standard commercial items which have been sold or offered for sale to the public commercially by any supplier. d. The provisions set forth in paragraphs a, b, and c shall not be construed to preclude the contractor from otherwise using, for its normal commercial purposes, information, techniques, processes, methods, developments, components, devices, equipments, systems, and proprietary data employed in the conduct of the work, except that which is specifically developed for or as a result of this contract, or which is precluded from release due to its classified nature. In so using the information as authorized by this paragraph the contractor (i) shall not disclose any information concerning the sponsorship of this contract, or (ii) the nature of the GoverrmLent's interest in and application of the subject matter of this contract. e. The contractor will suhmit to the Contracting Officer for clearance and release six (6) copies of the material at least four (4) weeks in advance of presentation or publication. Page 4 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 H-2. CUIERNMENT FURNISFM MM: The Contractor shall request any data required for the conduct of this contract, in writing, from the contracting Officer's Technical Representative (com). The CUIR will maintain records of all such Government furnished data to insure accountability and return to the Government upon termination of the contract. H.3. SBCURTIY REQU a. The Contractor shall maintain and administer a security program in accordance with DoD 5220.22-M Industrial Security Manual and DIAM 50-5. Copies of these documents are available for review in the office of the procuring Contracting Officer. b. Loss or suspension of required security clearance, as set forth on the attached DD Form 254 (Contract Security Classification Specification) will result in inability to perform in accordance with the terms and conditions of the contract. As a result the contract is subject to default in accordance with the clause entitled "Default." c. The Government reserves the right to direct any Contractor enplcyee to be removed from performance, direct or indirect, whenever there is probable cause to believe, on the basis of all facts available, that such action is warranted in the interest of national security, whether or not the cause is deemed of sufficient severity to warrant action to terminate the Contractor's or individual Is security clearance. The Government also reserves the right to direct any contractor employee to be removed from performance, direct or indirect, for the period of time necessary to conduct any investigation of alleged misconduct which may, in the opinion of the Contracting Officer, jeopardize the security of the project. d. Military security requirements in the performance of this contract shall be maintained in accordance with the DD Form 254 contained in section J. The highest classification involved in the performance of this contract is Tcp Secret/Special Couparbwmted Intelligence (SCI) . This contract document is unclassified. e . The contractor will not use any electronic/electrical information processing equipment in the possession of the Contractor for the purpose of processing or transmitting classified information under this contract without the written permission of the Contracting Officer. H.4. CUANGE IN M PERSONNEL: The Contractor shall notify the Contracting officer prior to making any change in the personnel identified in the proposal as key personnel assigned to this contract. The Contractor must demonstrate that the qualifications of the prospective personnel are equal to or better than the qualifications of the personnel being replaced. Page 5 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 H. 5. UM OF HUMAN SUBIE=: a. DEF=IONS: 1. Human Subject: An individual about whom an investigator conducting research obtains data through interaction with the individual, including both physical procedures and manipulations of the subject or the subject's environment. The term does not include military or civilian personnel who are qualified to test by assignment to duties that call specifically for such qualifications such as test pilots and test engineers. 2. Non-U. S. Citizens: Foreign nationals, excluding, personnel on active duty. 3. Research: The term does not include individual or group training of military personnel such as combat readiness, effectiveness, proficiency, or fitness exercises. b. GENERAL GUIDANCE: 1. The contractor shall conduct research using human subjects at all times so as to be in full compliance with all applicable laws, federal regulations and DoD instructions. Among them are: a. 45 CER 46 Health and Human Services (HHS) Regulation, "Protection of Human Subjects"; b. 10 U.S.C. Section 980, "Limitations on use of Humans as 5qperimental Subjects"; c. DoD Directive 3216.2 (January 7, 1983) "Protection of Human Subjects in DoD-Supported Research"; 2. Safeguarding the rights and welfare of subjects at risk in activities supported by this contract is the responsibility of the Contractor. Compliance with this contract will in no way render inapplicable pertinent federal, state, or local laws or regulations. In order to provide for the adequate discharge of this institutional responsibility, no activity involving human subjects under this contract shall be undertaken unless a Contractor Human Use Review Board (CM) has reviewed and approved such activity. 3. The contractor must provide the Contracting Officer with a written assurance that it is in compliance with all provisions of 45 CFR 46 BHS Regulation, "Protection of Human Subjects", as amended. 4. The Contractor will assure the Contracting Officer that the identities of all subjects will be protected. 5. Informal consent must be obtained in writing from each human subject before research is undertaken. Page 6 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 6. The Contractor shall provide all necessary medical care to research subjects for injury or disease which is the proximate result of participation in the research. 7. Studies conducted outside the United States, its territories or possessions, shall be conducted in compliance with all laws, customs, and practices of the country in which the study is to be conducted. C. BDUIREMENTS FOR REPORTIM AND DOCUMENTATION: 1: Copies of all documents presented or required for initial and continuing review of the CRB, e.g., Board minutes pertaining only to the contract, record of subjects consent, transmittal on actions, instructions and conditions resulting from Board deliberations addressed to the activity director, are to be retained by the Contractor for at least three (3) years after cmpletion of the research. All documents shall be accessible for inspection during normal working hours by the DIA MIR or authorized representative. 2. Except as otherwise provided by law, information in the records or possession of the Contractor which refers to or can be identified with a particular subject may not be disclosed except: a. With the consent of the subject of his legally authorized representative, or b. As may be necessary for the DIA to carry out its legal responsibilities. 3. Upon expiration or termination of this contract, a list of all unused test material shall be provided to the DIA Contracting Officer. 4. The Contractor shall immediately notify the DIA Contractirxj officer, by telephone, of inquires from sources outside the Department of Defense concerning the use of human subjects under this contract. Page 7 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 STATEMEW OF WCRK FM PMEMCH AM AN=SIS 1.0 (SINF) PURPOSE: The purpose of this effort is to conduct research and perform select analyses of anomalous phenomena. 2.0 M 2.1 (C) Phenomenological research and analysis as intended by this contract refers to ananalous, phenomena associated with human abilities. Investigations in this area have sometimes been referred to as Remote Viewing (RV) , Extrasensory Perception (ESP), and recently Anomalous Cognition (AC) or Arxmlous Phencmena (AP) . Foreign researchers have also used the term psychoenergetics to describe aspects of these areas. SG1 B 2.4 (SINF) In 1983 a report with project findings was sent to congressional intelligence and appropriation committees. The report aff irmed the existence of remote viewing phenomenon and recmuended that additional research for quantifying and developing remote viewing as an intelligence collection tool be pursued. This reconmendation was endorsed by a special Science Panel that met to review the project findings. This panel also affirmed that the contractual research was scientifically sound and urged that basic and applied research in psychoenergetics be continued, its scope expanded, and that other laboratories be involved. SBCM/NOFORN Classified By: DIAMT Declassify On: OADR Enclosure 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 2.2 (SINF) Over the past sixteen years DIA has followed the field of psychoenergetics for two basic reasons: Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SE= 2.5 (SINF) The f irst opportunity to expand this research scope occurred in 1985. The Department of the Army's Surgeon General Office for Research and Development (DASGRD) initiated a five year research and development program. The SGRD program centered on two main aspects: basic anomalous phenomena understanding, and applications-oriented research. DIA established close ties with this R/D effort to ensure that applications research would be adequately pursued. 2.6 (SINF) In 1987, it became apparent that SGRD funding might not be available to carry through to the end of the five year period. Consequently, additional fundiM was sought by DIA and acquired through fundiM transfer action by the House Appropriations Ccamittee (HAC) . This funding was provided to DIA; MIPR action to the SGRD contract was the most expeditious method of allocating this funding. 2.7 (SINF) Results of this effort yielded several findings of breakthrough potential. Subsequently, follow-on research support was provided to DIA by Congressional action for FY91; DIA was identified as the executive agent due to long-standing knowledge and expertise in this area. Both R&D and O/M funds were allocated for continuing basic and applied research, for applied investigation and for assisting in assessment of relevant foreign research. Additional funds were also provided by congressional action in IFY92 to continue this effort and to start new research. 3. 0 (SINF) ORMCME: The objective of this contract is to initiate new basic and applied research in this area. It also includes exploratory work in order to identify new facets of the phenomena and to identify underlying parameters. 4.0 (SINF) SOOPE: Basic research, applied research and threat assessments will be accaffplished for this phenomenological area. 5 - 0 (SINF) TECHNICAL/aMM 5.1 (SINF) All research activities and findings resulting from previous programs in psychoenergetics shall be brought to bear on this effort. In addition, expertise in multidisciplinary areas shall be made available as consultants or for special support as required. 5.2 (U) Specialized support, if not available at the contractor, can be obtained via consultant or subcontract efforts with prior approval by the ODTR. Every effort should be made to insure such support is from the recognized experts in the field. Some of the specific tasks in section 6.0 can be performed in unclassified facilities. 5.3 (SINF) This effort will utilize a technical review group (e.g., a Scientific Oversight Committee, a Human Use Review Panel and a Policy Board) that was established in the previous effort. SECRET/NOFORN 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SECREr 5.4 (SINF) Some of the experiments/ investigations required to fulfill this contract may require participation of select government personnel. All such investigations will be fully planned and coordinated with the CDM and will be under the purviews of the soc and the Human use Review committee. 5.5 (U) Should unforseen schedule of other issues arise concerning any of the specific tasks identified in section 6. 0, the CD1IR will be given inmediate notice. If necessary, adjustments to priorities and schedules can be approved by the COrIR if there is no cost or other iupact on the over-all program. The COIR will also review/approve all anticipated research protocols. 5.6 (U) All items in sections 6.0 and 7.0 will be funded from R&D funding provided by this contract, and shall be expended NLT 18 months after contract award. Accounting procedures to clearly identify the R&D expenditures shall be implemented by the contractor. 5.7 (U) Terms of reference and additional task details are on file by the CDTR and will be provided to the contractor to insure adequate task understanding. This material is contained in DIA publication DT-S-1007-S, 29 NOV 1990. 6.0 (SINF) SPECIFIC MNSKS: 6.1 (U) Basic Research: 6.1.1 (U) Biophysical Measurements: 6.1.1.1 (U) Perform magnetoencephalograph (NDG) brainwave measurements for the purpose of isolating neurophysical parameters that correlate with anomalous cognition performance. Leading personnel candidates identified from previous work should be used, along with new unique population groups. Eqphasis will be on sender/no sender conditions for phase shift parameters associated with remote light stimuli. 6.1.1.2 (U) Perform NBG measurements as identified in 6. 1. 1. 1 to include other (e. g. , audio) or combined remote stimuli. 6.1.1.3 (U) Perform MBG measurements as identified in 6. 1. 1. 2 to include variations to the nature (e. g. , pattern, intensity) of the remote stimuli. 6.1.1.4 (U) Perform NM measurements as identified in 6.1.1.1 to determine if MBG results are influenced by dhanges to physical parameters (such as shielding, distance) of the remote stimuli. This effort may require the assistance of another cooperative laboratory. Additional instrumentation would also be required to resolve experimental timing issues. SECRET/NOFURN 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 ONERMP 6.1.1.5 (U) Based on NM measurements as defined by base line data developed in 6. 1. 1. 1 determine the ef f eat of moving NEG. instrumentation locations to different areas of the brain. This effort could help better isolate precise areas of the brain associated with anomalous cognition functioning. 6.1.1.6 (U) Perform counterpart electroencephalograph (EBG) measurements for determining NBG/EBG correlations in general, and for select variables examined in 6.1.1.1 thru 6.1.1.4. 6.1.1.7 (U) initiate new ezq)eriments that involve other sensitive biophysical sensors (such as skin resistance) to search for possible phenomena correlates. 6.1.2 (U) Data Patterns/Parameter Correlations: 6.1.2.1 (U) Perform anomalous cognition experiments in conjunction with computer virtual reality (VR) devices to determine if data quality can be enhanced. 6.1.2.2 (U) Perform anomalous cognition experiments to determine if various subliminal stimuli and/or lowered subliminal thresholds can inprove data quality. 6.1.2.3 (u) Perform anomalous cognition experiments with high-performing individuals for beacon/no beacon person conditions at long distances to statistically quantify effects of distance on performance. Several unique target categories or target material should be included to facilitate data pattern recognition. 6.1.2.4 (U) Explore other potential variables (e.g., personality types, training/internal strategy) that could effect wiamalous phenomena performance. This activity should include a detailed examination of the "verbalizer" vs. the "imager" to determine the effect of verbal or visual dominated targets/tasks. 6.1.3 (U) Theoretical Issues: 6.1.3.1 (U) Perform anomalous phenomena (energetics, informational) experiments with or in the presence of highly sensitive/advanced instrumentation (e.g., unusual wave devices, gravity sensors) to assist in mecsm, identification. 6.1.3.2 (U) Perform experiments similar to 6.1.3.1 but to include potential high-talent individuals (e.g., martial arts experts) 6.1.3.3 (U) If results in 6.1.3.2 show promise, expand experiments to include parameter variations such as distance, shielding, and time (e.g., precognition). "WOFOIRN 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SBCRET 6.1.3.4 (U) Depending on above results, initiate development of unified physical constructs that could help explain the phenomena. 6.1.3.5 (U) Based on 6.1.3.4, identify potential new experiments that could hep further resolve underlying mechanisms and possible limitations. 6.1.3.6 (U) Initiate work on exploratory constructs that integrate latest neuroscience findings with anomalous phenomena patterns and cognitive style. Where possible, relate these findings to various target types and characteristics (such as information entropy). 6.2 (U) Applied Research: 6.2.1 (SINF) Based on the results from the basic research in the SOW, develop suitable anomalous cognition/anomalous perturbation experiments that identify possible application ranges or limits. 6.2.2 (SINF) Develop new data and target analysis techniques (such as modified artificial intelligence methods) that facilitate data evaluation and accuracy/reliability prediction. other methods, such as those involving fractal image conversion, should also be examined. 6.2.3 (SINF) Participate in various sponsor-generated application projects to better evaluate potential application issues. 6.3 (U) Research Methodology and Support: 6.3.1 (U) Provide appropriate research methodology support to include reviews/approvals by the established Scientific Oversight Committee, the Policy Board and the Human Use Review Panel. 6.3.2 (U) Provide appropriate management support and appropriate project research support activity to include document preparation, SG1 B administration, and all project associated travel for contractor personnel, consultants, and other experts. SECRET/NOFORN 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SE= 7.0 (U) QUICK REACTICK CAPABILMY (QRC): The contractor will maintain a quick response capability and be prepared to respond in less than 24 hours to problems or unexpected demands for brief technical papers that my be developed during the term of this project. S. 0 (U) ALID=CN OF EFP3Rr: The level of effort to be applied to each basic task category is shown in the following paragraphs. 8. 1 (U) R & D: (R&D) Basic Task No. Allocation of Effort/ % Funding 6.1 40 6.2 35 6.3 20 7.0 5 SB=/NOFORN 6 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SE= JLWMCMnOff FM OMER THM FULL AM OPEN SC3RXE APMCMONS INTERUMCMI, PMCN (SINF) The Defense Intelligence Agency proposes to procure through the Virginia Contracting Activity, pursuant to the authority of 10 U S C 2304 (c) (1), services to perform phenomenological research and analysis. The estimated cost of the service is $ over a two-year period. Procurement of the above by use of procurement procedures by other than full and open ccapetition is necessary because: (1) (U) The contractor is uniquely qualified due to his extensive badWound in interdisciplinary research areas that spans over 20 ya& This multidisciplinary staff will be available for consultation as the need arises. (2) SINF) The contractor also has on its staff two physicists who be extensive experience in psychoenergetics investigations. one of these is Dr. Joseph Angelo who has had over 10 years of involvement in this field in a project management capacity and at an applications research level. The other physicist, Dr. Edwin May, is regarded as the 1 e a d i n g U . S . investigator in the field of psychoenergetics. He has been a program manager in this area since 1986, and has a long term involvement (over 19 years) in this field. His extensive work history provides for continuity not available form any other individual. He is recognized by investigators world-wide, and can easily remain current with relevant foreign research. (3) (U) The contractor has an extensive classified data base which h co-mingled with both government and proprietary data that is essential for this contract. (4) (SINF) It would require several years for a new contractor to achieve the present level of expertise and competence possessed by Dr. May and Dr. Angelo. This would create a serious delay in pursuit of apprc1xiate research, in achievement of application-or iented results a n d i n understanding potential threat posed by similar foreign activities in this area. SB=/NOFURN Enclosure 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SE= DATE: JOHN T. BERBRICH Director Office for Scientific and Technical Intelligence SE=/NOFORN 2 SG1J =ARED BY: Dr-5A CERCIFIED AS ACCURATE AND CCMPLETE: Classified By: DIAIDI! Declassify On: OADR Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SECM SOLE SOURCE JUISTIFICMION (SINF) The contractor, Science Applications International Corporation (SAIC), has on its staff, physicist Dr. Edwin May, who is regarded as the leading U.S. investigator in the field of psychoenergetics. He has an outstanding track record of acccmplishTents, including innovative and creative approaches to this difficult and multi-disciplinary area. He is prime author of over 40 technical reports and research papers. He has been a program manager in this area since 1986, and has a long term involvement (over 19 years) in this field. His extensive work history provides for continuity not available from any other individual. He is recognized by investigators world-wide, and can easily remain current with relevant foreign research. Insight gained from foreign research is extremely beneficial in identifying potential breaktbroughs. (SINF) In addition, SAIC provides a highly qualified multi-disciplinary staff to support Dr. Mayls activity. This includes psychologists, physicists, and statisticians, as well as a host of technical experts that can be called upon for consultation fran other SAIC departments. DME: SG1J ]Prepared by: DT-5A CMTIFIED AS ACCURATE AM CORRECT DATE: JOHN T. BERBRICH Director office for Scientific and Technical Intelligence Classified By: DIA/DT Declassify On: 0ADR SECREr/NOFORN Emlosure 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SE= SME SOURM JUS=CMCK (SINF) The contractor, Science Applications International corporation (SAIC), has on its staff, two physicists who have extensive experience in psychoenergetics investigations. One of these is Dr. Joseph Angelo who has had over 10 years of involvement in this field in a program management capacity and at an applications research level. The other physicist, Dr. Edwin May, is regarded as the leading U.S. investigator in the field of psychoenergetics. He has an outstanding track record of accomplishments, including innovative and creative approaches to this difficult and multi-disciplinary area. He is prime author of over 40 technical reports and research papers. He has been a program manager in this area since 1986, and has a long term involvement (over 19 years) in this f ield. His extensive work history provides for continuity not available fran any other individual. He is recognized by investigators world-wide, and can easily remain current with relevant foreign research. Insight gained frcxn foreign research is extremely beneficial in identifying potential break~roughs. (SINF) In addition, SAIC provides a highly qualified multi-disciplinary staff to support Dr. May's activity. This includes psychologists, physicists, and statisticians, as well as a host of technical experts that can be called upon for consultation from other SAIC departments. DATE: SG1J Prepared by: DT-5A C=FIED AS ACCURATE AM OOIM= DATE: JOHN T. BERBRICH Director Office for Scientific and Technical Intellience Classified By: DIAIDT Declassify On: OADR SECM/NOFORN Enclosure 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SEMCES QUEMCKMME Document No. 3301026ZI92 TITM: External Analysis and Development The following questions are to be answered by the individual initiating the procurement request for contractor support services, and will be used by the OD in determining whether the services are nonpersonal. 1. rME NATURE OF rME WCORK (A) To what extent can the Govez~t obtain civil servants to do the job? Ageno~ and other goLernment personnel are not available with the reauisite skills and analytical hadiground... (B) Does the proposed contractor have specialized knowledge or equipment which is unavailable in the Government? If the answer is in t h e affirmative, describe the specialized knowledge or equipment. The potential Contractors have unique knawlgdqe of this phenomenolggical area. r1he contractors have emlovees that are recoanized leaders in this field of analysis. (C) Th what extent do the proposed services represent the discharge of a GoverrmL-ntal function which calls for the exercise of personal judgment and discretion on behalf of the Government? Not at all. (D) Th what extent is the requirement for services to be performed under the proposed contract continuing rather than short-term or intermittent? This recruirement is expected to be a continuing task. 2. OONTRACTUAL MOMIMS OONCERNM WE OONTRACTORIS EMPIOYEES (A) To what extent does the Government specify the qualifications Of or reserve the right to approve, individual contractor enployees? Security and pqssible specification of contractor expertise- Page 1 of 4 Enclosure 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 (B) rib what extent does the Government reserve the right to assign tasks to and prepare work schedules for the contractor employees during the performance of the contract? Not at all. (C) To what extent does the Goverment retain the right (whether actually exercised or not) to supervise the work of the contractor employees, either directly or indirectly7 Nat at all. (D) To what extent does the Government reserve the right to supervise or control the method in which the contractor performs the service, the number of people he will emplcy, the specific duties of individual employees, and similar details? Not at all. (E) To what extent will the Goverment review performance by each individual contractor exployee, as opposed to reviewing a f inal product on an overall basis after completion of the work? Not at all. (F) To what extent does the Government retain the right to have contractor employees removed from the job for reasons other than misconduct or security? Not at all. 3. OTHER PROVISIONS OF THE CONTPACT (A) Are the services properly defined as an end product? Yes. (B) Is the contractor undertaking a specific task or project that is definable either at the inception of the contract or at some point during the performance, or is the work defined on a day to day basis? The Dotential contractors will be undertaking a sipe-cific -Prolect which is defined at the inception of the contract in the Statement of Work. (C) Will payment be for results accomplished or solely according to time worked? Payment will be for results accomplished. Page 2 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 (D) TO what extent will the Govenment furnish the office or working space, facilities, equipment, and supplies necessary for contract performance? None recruired. 4. AMEDTISTRATION OF TM CENTRACT (A) To what extent are contractor employees used interchangeably with Goverrmient personnel to perform the same functions? Not at all. (B) Th what extent are the contractor employees integrated into the Goverrmientis organizational structure? Not at all. (C) To what extent are any of the elements in (2) and (3) above present in the administration of the contract, regardless of whether they are provided for by the terms of the contract? Not at all. S. OUMM OONSIDERATICNS (A) Is the requirement the result of an unsolicited proposal? If so, describe. No. (B) If the procurement is sole source, why is it sole source? This is a limited source procurement. (C) What is the potential for follow-on procuremmt? There is some Dotential for follow-on procurement dependincr on the nature and extent of achievements in the sub-lect area. The current state of this field of study is jgjged to be on the threshold of breakthroughs which would radically gbgMLe the nature of this reguirement. (D) If it is significant, will the GoverrmLent become irrevocably committed to sole source procurement? Not likely. If anticipated developments materialize this field of Eftdr could become much more DoDular with a areater number of contractors and academic institutions. Page 3 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SG1J Prepared by: Code: ODT-S Date: 10 February 1992 Pursuant to the FAR and on the basis of information contained above and a review of the referenced acquisition request, it is my determination that the services to be procured are nappersonal. (Reference parenthetical weights on various factors in the FAR.) Procuring Contracting Officer I concur, and believe that the Contracting Officer's judgment may reasonably be made under the FAR. Counsel Page 4 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 RESEMM OF PUWNM, CWMIM, AM COMPLErM STUDMS Research by my staff indicates, to the best of our knowledge, that there is no other known similar or collateral study or analysis, planned, in progress, or completed which fulfills the objectives or specific intent of this proposed contract study: Phenomenological Research and Analysis (Purchase Request 330/026Z/92). PREPARED BY: Date: Olyr-S Date: SG1J CMTIFIED AS ACCURATE AND CCHPLETE JOHN T. BERBRICH Director Office for Scientific and Tedinical Intelligence Enclosure 6 Approved For Release 2000/08/08 CIA-RDP96-00789ROO3000450008-2 SG1 D Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Next 1 Page(s) In Document Exempt Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 DIA IDGISTICS/SUPPORT PUN OCNTPMCT T=: Research and Analysis SG1J CaITRACT SPCNSaR: ELEMENT: ODT-S SG1A PHONE: A. EZJIFKENT MAIWITNMM (RFS-6) Not Required 1. Internal Maintenance 2. Contractor Maintenance B. MPPLY SUPPCORT (RTS-6) Not Required 1. Consumables 2 . Equipment Storage C. EWM= MMSPOFUMON MMIMC (RTS-6) Not Required D. FACILTTIES (RFS-1) Not Required 1. Utilities 2. Space, location 3. Health, Envirormental & Safety inplications E. PERSWM AM TMDMIG (IM) Not Required 1. Civilian & military personnel requirements 2 . Required Training 3 . Personnel relocations F. DMXWMCN AM GRMHCS (RSO) Not Required 1. Systems concept 2. Software requirements 3. Hardware requirements 4. Required funding G. PUBMCATIONS AM GRAPHICS (RTS-5) H. (ROO Not Required Not Required I. SEMMM SERVICES (OSC) REQUIRED 1. Security clearances 2 . Physical security 3. Contractor security 4. TEMPEST - DIA/OSC-2 will review and evaluate all requests to process classified information electronically and will provide guidance on equipment procurement, installation, relocation and other measures relative to the control of compromising emanations. Enclosure 10 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 MONCED ACQUISITION PIM (AAP) SUNKM& AAP NO./PURCHASE RBQL= NO. 330/026Z/92 PMJECT TITLE: Phenomenological Research and Analysis (U) I. (U) a. (U) Phenomenological research and analysis as intended by this contract refers to anomalous phenomena associated with human activities. Investigations in this area have sometimes been referred to as Remote Viewing (RV), Extrasensory Perception (ESP), and recently as Anomalous Cognition (AC) or Anomalous Phenomena (AP) research. Foreign researchers have also used the term, psychoenergetics, to describe aspects of this area. b. (S) In 1985, the Department of Army' Surgeon General Office for Research and Development (DASGPD) initiated a 5-year phenomenological research and development program. Research identified for this effort centered on two aspects; basic phenomena understanding and applications oriented research. r1his SGRD program was in response to reccaa~endations that followed from DIA Is earlier 3-year evaluation effort that examined the validity and threat potential of an aspect of this phenomena known as remote viewing. DIA established close ties with this SGRD research program to insure that applications research would be adequately pursued. c. (SINF) In 1987, it became apparent that S(M funding might not be available to carry the project through to the end of the 5-year period. Consequently, additional funding was sought by DIA and acquired through funding transfer action by the House Appropriations Committee (HAC). This funding was provided to DIA; MIPR action to the SGRD contract was the most expeditious method of allocating these funds. d. (SINF) Results of the DIA/SGRD effort yielded several findings of breakthrough potential. Subsequently, follow-on research support was provided to DIA by Congressional action for FY91. DIA was identified as the executive agent due to long-standing knowledge and expertise in this area. Both R&D and O&M funds were allocated for continuing basic and applied research, for applied investigations, and for assisting in assessment of relevant foreign research. Additional R&D funding was received by DIA in the FY 92 Defense Authorization Act to continue research in this area initiated in FY 91 and to undertake new research along with other activites. SE=1NOF01RN la Classified By: DIA/ODT Declassify On: OADR Enclosure 11 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 2. (SIIRF) DESCRIPTION (Ekpected Capability): This effort will permit both research and analysis of arxxnalous phenomena to continue. Tasks defined in the classified statement of work focus on those activities that have the highest potential payoff in phenomena understandug, in application analysis, and in threat assessment support. Progress in this area will assist DIA and the Intelligence COMMUnlty in performing adequate threat assessments and for possible pursuit of applications involving this phenomenological area. 3. (U) MISSION SUPPOPM: a. (U) Source of Mission (DCI goal, Defense guidance, JCS, Other): DCI Goal #2; DIP IFY88-92 Required Capabilities ii. 1n, 1q, 2a, 2e, 2g, 2j, 2n; DoD Plan for Intelligence Support to Cperational Commanders FY88-92 Required Capabilities 20, 21, 23. NIT 19 & 32. b. (U) L-apact of Disapproval: Failure to fund this effort would seriously degrade DIA's ability to assess military potential of the emerging foreign efforts in this field and would eliminate potential for phenomena understanding and application development. 4. (q OUR=: a. (U) Relationship to Ongoing or Proposed Projects: There are no known similar current or proposed projects. b. (U) Managerial Perspective (DIA goal or objective supported): II. B. 2. a. (1) (U) Responsive to PMGK 1988-1992 General Production Guidance (2) (SINF) A prior effort (1981-1983) concerning anomalous phenomena research was conducted through a DIA external contract. The main purposes of this effort was to evaluate the threat that foreign achievements in this area could pose to US national security and to explore its potential for use in US intelligence collection and military operational problems. The results of this effort have confirmed the reality of the remote viewing phenomenon and the existence of a potential threat to US national security. Assessments of foreign research in psychoenergetics were also included in the early effort. c. (U) Accordance with Agency ADP Planning, if applicable: N/A. d. (U) Govemamt Furnished Space: None. MMMMONOFORN lb Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 ADYZNM ACWISITICK PIM (W) NO- PaPJMASE REWEST (PR) NO. 330/025Z/92 FY3-991 (DOLIARS IN TWURANDS) 10 February 1992 SG1J SG1A (Date Prepared) 1. PIIDJBLT Mukam :)DT-S_ 2. EXAMENT BUDGET OFFIcER -SF/373-4865 SG1J 3. ACQULSMON AC0MqML%M By: X RSQ MIPR ISA other (Note: If Other than RSQ caMPlete blocks 1 thru 5 and 7 a, b, c) 4. X NEW EFFUW ON GOIM EFFKW 5. CONTRACT DOLTARS: Prior Years FY91 FY92 FY93 FY94 FY95 Outyears ($Mil) a. Appropriation: O&M 0.2 R&D 1.5 PROC Other Gov't Funds TUM: 1.7 b. Total Estimated Contract Amount $ 1. 7 million (Include cost of total effort in Statement of Work) c. Sources of Funds (1) Program/Budget Line Name/Dollars Lim Name(s) FY91 FY92 FY93 FY94, FY95 Outyears, 1.004 R&D $1.5 Mil 917.033 024 .2 (2) Program/Budget Record Line Name -EKoject SUNSTREAK BASE SECRET/NOFORN 2 ELJ RC PE 103 301 301 Enclosure 11 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SECRET AAP NID-/PR NO. 330/0012Z/91 6. RECOpfflMED CXpapj~CT TypE a. Fixed Price (Type) b- Cost-Reimhwsement (Type) Cost -plus fixed fee c. Other 7. TMXZV DATE FM pm n"M a. CWpletion of acquisition-package preparation b. COMPlete coordination within Directorate and others as required c. Transmitted to OC d. Transmitted to RsQ e. Award date f. Required delivery date or perfonTance period 8. 0MMR CWSMERATIONS 9. SUBMITTED BY 10. APPROm/ana]R (Signature & CONCUR: BEAD OF MOM ELEMEW SG1J (Signature & Date) CCNCUR: OC (Signature & Date) APPROVED BY: ASSLSTW DEPuTy Dipirrm FM MXIMEMEW SECRET/NOFORN 3 (Signature &-D-ate) Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000108108 : CIA-RDP96-00789ROO3000450008-2 SErM EXCEPrION to Requirement To Synopsize DIA/ODT R&D Contract: Phenomenolocrical Research and AnalVsis (U) Purchase Request # 330/026Z/92 Information necessary for syncpsizing this contract cannot be worded in such a manner so as to avoid disclosure of classified information. The activity of this contract is highly sensitive and any atteBPt to synopsize would reveal DIA's interest from an applications perspective. Date: JOHN T. BERBRICH Director Office for Scientific and Technical Intelligence Enclosure 12 Approved For Release 2000108108: CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000108108: CIA-RDP96-00789ROO3000450008-2 SE= jUSMTCMCN AM APPFDVAL FM aMM WM FULL AM OPEN COMMMCN 1- (U) ContractiM Authority:. Virginia contracting Activity, p. o. Box 46563, Washington, DC 20050-6563. 2. (U) AuthOritV Cited: 10 U.S.C. 2304(c)(6); FAR 6.302-6, "Disclosure of the Agency's needs would compromise national security unless the Agexr-y can limit the sources. 11 3. (U) Description of Supplies/Services: The Defense Intelligence Agency (DIA) proposes to procure Phenomenological Research and Analysis Services from Science Applications International Corporation (SAIC) for a DIA special activity program. External assistance funds available for this Congressionally Directed Program total $1,850,000.00. Purchase request (PR No. 330/026Z/92) provides $1,450,000.00 of this total amount for a new contract to satisfy new requirements. The remaining R&D funding will be for modification to an existing contract (NDA 908-91-C-0037). 4. (U) Description of Action: It is anticipated that a cost-plus-fixed fee contract will be negotiated and awarded to satisfy this requirement. Funds are FY 92 R&D as cited on Purchase Request No. 330/026Z/92. 5. (U) Reason for Authority cited: a. (SINF) This action is based on the need to restrict potential procurement to the following two potential sources due to national security considerations. The prior specialized involvenent of these two potential sources is also a major consideration. (1) (U) Science Applications International Corporation (SAIC): (a) (SINF) The bulk of the prior research in this field was provided by the Department of the Army's Surgeon General office (SGRD) beginning in 1985 and spanned several years. This basic and applied research effort involved Dr. Edwin May as the principal researcher and program manager. Dr. May was at that time with the Stanford Research Institute (SRI), menlo Park, CA. He has since joined the Science Applications International Corporation (SAIC) and has taken his extensive data base and key research assistants with him. Dr. May is regarded as the leading U.S. investigator in this phenomenological area. He has been a program manager in this area since 1986, and has a long involvement (over 20 years) in this field. His extensive work history provides for continuity not available from any other individual. He is recognized by investigators worldwide, and can easily remain cur-rent with relevant foreign research. SECRETINOFORN Classified By: DIAJODr Declassify By: OADR 1 Enclosure 4 Approved For Release 2000108108: CIA-RDP96-00789ROO3000450008.2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SECM (b) (SINF) This contractor is also uniquely qualified to perform such research due to an extensive background in interdisciplinary research areas that spans over 20 years. This multidisciplinary staff will be available for consultation as the need arises. In addition to Dr. May, the contractor has another physicist, Dr. Angelo, on its staff, who has extensive experience in phenomenological research involving psychoenergetics investigations. Dr. Angelo has over 10 years of involvement in this f ield in both project nianagement and applications research levels. (c) (SINF) The contractor has an extensive classified data base of both government and proprietary data that is essential for this contract. It would be difficult for a new contractor to achieve the present level of expertise and competence possessed by Dr. May and Dr. Angelo. This would create a delay of 2-3 years in pursuit of appropriate research, in achievement of application-oriented results and in understanding potential threat posed by similar foreign activities in this area. (d) (U) Based on this bacloground of expertise and unique qualifications, and due to additional knowledge generated thus far urkler the existing DIA phenomenological research contract (MDA 908-91-C-0037), Science Applications International Corporation (SAIC) is considered to be uniquely qualified to perform the new research requirement. (2) (U) Institute of Advanced Studies: (a) (SINF) The Institute of Advanced Studies, Austin, TX, is a small independent research facility. Its main focus is to explore new and emerging advanced physical theories and potential applications. Although they are not currently active in anomalous cognition research, the director of the Institute, Dr. Harold E. Puthoff, has been octensively involved in this research area and is still recognized as one of the most knowledgeable individuals in this field. His research history in anomalous cognition covers the period 1970 through 1985 when he was the principal investigator for this subject at SRI, International. During this period, Dr. Puthoff acccuplished significant research, published numerous articles, and established an international reputation that is only currently exceeded by Dr. May at SAIC. (b) (SINF) Even though the Institute of Advanced Study has not been actively investigating anomalous cognition, some of the leading-edge theoretical physics discoveries made by Dr. Puthoff appear to have a direct bearing on possible anomalous cognition exploratory models. Thus, his current solid theoretical foundation, and his previous extensive hands-on experimentation in this area indicate that the institute of Advanced studies be considered as an alternate procurement source at this tine. (c) (SINF) Dr. Puthoff's institute is not currently certified at the Secret level; however, it is believed that with only minimum expenditures his facility clearance could be upgraded. In addition, security action is currently underway in support of another DIA contract to grant ECPEr/NOFORN 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SG1A SE= Dr. Puthoff a TS clearance. It is also anticipated that sci clearance could also be readily granted, since Dr. Puthoff maintained that clearance level while at SRI International. Any near-term secret correspondence with Dr. Puthoff can be nplemented 6. (U) Efforts to Obtain convetition: Due to the uniqueness of this research area, there are no other qualified re-search facilities and personnel available to satisfy this contract. To bring other potential organizations up to speed would not be possible without unacceptable delays or additional costs. Delays could exceed 2-3 years and would not permit current research requirements to be accomplished. 7. R Action tO Increase COMIM-tition: Every effort will be made to release research results as widely as possible to attract other potential researchers. Not Only will this be accoinplished through specialized (and properly classified) channels, but also appropriate portions will be released at unclassified levels to attract interest in academic facilities. 8. (U) Market Survey: Based on the significant advantage that the proposed contractors possess in this area, a Market Survey would not serve a useful purpose at this time. No other source has expressed an interest in this requirement. Recent contacts at technical symposiums on this topic indicate that no one would be willing to enter into this activity except possibly as a subcontractor. Other researchers in this field are highly specialized, are located at universities or private foundations, and do not want to engage in any classified or broad-based research at this time. However, every effort will be made to involve some of these researchers as subcontractors for unclassified aspects of this contract. 9. (U) Interested Sources: As a result of investigations for other potential contractors as discussed above, and pursuant to FAR 5.202 (a) (1) , notice of the proposed contract will not be published in the CBD since the synopsis cannot be worded to preclude disclosure of the agency's needs. Such disclosure would coupromise national security. 10. (U) Other Factors: a. (S) Accruisition data availability: Data from previous government- sponsored research is available in DIA. Since this was part of a controlled access project, every effort will be made to downgrade, and where practical, declassify basic aspects of the research. r1his will, in time, generate a wider interest in this field. b. (U) Subcontractilg Cametition: The same basic reasons for this limited procurement also apply to potential subcontractor selection. shere are only a few individuals/ facilities available that have any established expertise for supporting unclassified portions of this unique research area. It would not be tu'pely or cost advantageous to the govermient for the Contractor to pursue coopetitive action for the highly specialized support that may be required. SECRET/NOFORN 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000108108: CIA-RDP96-00789ROO3000450008-2 SErm 11 (U) Technical certification: I hereby certify that the supporting data under my cognizance which are included in the J&A are accurate and complete to the best of ray knowledge and belief. Name: Date: Title: Signature: 12. (U) Recruirements Certification: I hereby certify that the supporting data under my cognizance which are included in the J&A are accurate and complete to the best of my knowledgp and belief. Narae: Title: Date: Signature: 13. (U) Fair and Reasonableness cost1price Determination: A detailed t-"~'cal and cost Proposal will be required from the potential contractors. Prior to award, the GOvenmnt will conduct an in-depth analysis of all technical and cost aspects of this requirement. Based on the outcome, a fair and reasonable cost will be negotiated. Therefore, I hereby detennine that the anticipated cost for this contract action will be fair and reasonable. 14. (U) ContractiM officer Certification: In accordance with FAR 6.303-2 (a) (12), 1 hereby certify that the facts and representation under my cognizance, which are included in this J&A, are accurate and cOMPlete to the best of my knowledge and belief. Date: NAM: Contracting Officer SE=1NOFORN 4 Approved For Release 2000108108: CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 SECRET Based on the foregoing justification, I hereby approve the procurement of PHE14MMLOGICAL RESEARCH AM ANALYSIS on an other than full and open competition basis Pursuant to the authority of 10 U.S.C. 2304(c), subject to availability of funds, and provided that the services and/or property herein described have otherwise been authorized for acquisition. Date: Signature: Name: Title: SECM/NOFORN 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000450008-2 4f Date of Request Purchase Request No. 3301026Z192 PROC~Eff PACKAGE ACCESS LIST All personnel reviewing or accessing this purchase request must sign below. No. Date Name (Print/Sign) Organization Phone 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. Enclosure 1 Approved For Release 2000/08/08 CIA-RDP96-00789ROO3000450008-2