Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 UNUUM CONTRWr FUWM PAW I - THE SCHEDULE S13MCK B - S0EVI,[ES/SEMCES AM MCES B.1 SERVICES AND FRICES Imw T"m 0001 External RDT&E in accordance with 1 Lot specifications set forth in Section C. (Subsections 6.1 through 6.4). 0002 Reports 1 0002AA Wbrkplan Milestone Report 1 APOUW $ 1,450,000 0002AB Progress Reports 5 (est) 0002AC Special Report 1 0002AD Final Tedinical. Report 1 0002AE Variance Report As needed 0002AF Tedinical Briefing 1 0003 Quick Reaction Capability As needed Page I of 7 NSP NSP NSP NSP NSP NSP Enclosure 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 PMU I - 00 SCE90ULE SEMCK C - CI;=CK/I: MIOUTIM C.I. WOW SDOMMENT: under this contract, the contractor, as an independent contractor, and not as an agent, servant, or employee of the Govexrment, utilizing special knowledge and tedmiques possessed by and available to the contractor, shall furnish all labor, equipment, facilities, services, and roaterials, necessary for the performance of the work set forth below: See statmaent of Work, Enclosure 3, and M Form 1423 (Contract Data Requirements List) dated 26 Jan 89 attached in Exhibit A. Page 2 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 PMU I - 7HE SCEDOUEE SE=Cff F - MIYERIM CR F.1 TIM OF DELIVERY: The mork and services required under Section B shall be completed/delivered as specified on Err-losure 9. F.2. TERW OF CONTRACT: F.2.1. The work required by task 6.1 through 6.4.2 shall be performed during the period ccmwzring on the effective date of this contract and not to exceed 18 months in length. F.2.2. The work required by task 6.5 shall be performed during the period commencing on the effective date of this contract and ending 30 September 1991. F.3. PLACE OF IMANCE: The work under this contract shall be performed at the contractor's facilities unless otherwise provided in this contract. Page 3 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 PAW I - IM SCHEDULE SECTUN H - SEMML PIUVISICKS 11.1. DISCIDSUM OF a. The contractor shall not disclose any information under this contract, including the following, to any person unless (i) it is required for the performance of this contract or (ii) the individual is specifically authorized in writing by the contracting off icer to receive the information. (1) The contract schedule and technical data incorporated therein. (2) sponsorship of the contract. (3) The Governmentis use, interest in, or application of the followirxj: (a) The contract schedule and technical data incorporated therein. (b) Purchase description, specifications and drawings. (c) Scientific studies, research, develqmient and design service. (d) Cmponents, devices, equipments and system- (e) Techniques, 'methods and processes- (f) Details and/or results of performance- b. Disclosure by the contractor which require specific written authorization frcm the Contracting off icer include information, whether written or oral, to be revealed in open publications, technical conferences, symposia, meetings, periodicals,, journals, brochures, advertising, films, photographs, fact-sheets, or other material prepared for open publication. C. When prescribed by the Contracting Of f icex, the contractor agrees to insert in subcontracts and purchase order hereunder provisions which shall conform substantially to paragraphs a and b. Normally these provisions will not be required by the Contracting off icer in purchase orders for standard caLm-ercial items which have been sold or of fered for sale to the public COILmercially by any supplier. d. The provisions set forth in paragraphs a, b, and c shall not be construed to preclude the contractor fran otherwise using, for its normal commercial purposes, information, techniques, processes, methods, developments, couponents, devices, equipments, system, and proprietary data employed in the conduct of the work, except that which is specifically developed for or as a result of this contract, or which is precluded from release due to its classified nature. In so using the information as authorized by this paragraph the contractor (i) shall not disclose any information concerning the sponsorship of this contract, or (ii) the nature of the Goverrment's interest in and application of the subject-matter of this contract. e. The contractor will suhmit to the Contracting Officer for clearance and release six (6) copies of the material at least four (4) weeks in advance of presentation or publication. Page 4 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 H.2. RWKMM MM: The Contractor shall request any data rewired for the conduct of this contract, inwriting, from the Contracting officer's Technical R%presentative (COTR) - The cum will maintain records of all such Government furnished data to insure accoiuntability and return to the Government upon termination of the contract. H. 3. SHCURMY a . ,he contractor shall maintain and administer a security programs in accordance with DoD 5220.22-M Industrial Security Manual and DIAM 50-5. Copies of these documents are available for review in the office of the procuring Contracting officer. b. 1,oss or suspension of required security clearancer as set forth on the attached DD Form 254 (Contract Security Classification Specification) Will result in kobility to perform -in accordance with the terms and conditions of the contract. As a result the contract Is Sublect tO default in accordance with the clause entitled "Default-" C. The Government reserves the right to direct any Contractor eM1OYee to be removed from performance, direct or indirect, whenever there is probable cause to believe, on the basis of all facts availablef that such action is warranted in the interest of national security, whether or not the cause is deemed of sufficient severity to warrant action to terminate the Contractor's or individual's security clearance- The Government aLw reserves the right to direct any contractor euployee to be removed from performance, direct or indirect, for the period of tine necessary to conduct any investigation of alleged misconduct which may, in the opinion of the Contracting officerf jeopardize the security of the Project. d. military security requirements in the performance of this contract shall be maintained in accordance with the M Form 254 contained in Sect1cn J- Th. highest classification involved in the performance of Uils contract is Tbp Secret/Egpecial (.9a). 1his contract doaxnent is unclassified. e. The contractor will not use any electr~onic/electical information processing equipment in the possession of the Contractor for the purpose of processuq or transmitting classified information under this contract without the written permission of the Contracting Officer. HA. CIpBM iig lm pfFtsoNNEL: The Contractor shall notify the Contracting officer prior to making any change in the personnel identified in the proposal as key personnel assigned to this contract. The Contractor must demonstrate that the qualifications of the prospective personnel are equal to or better than the qualifications of the personnel being replaced- Page 5 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08: CIA-RDP96-00789ROO3000460008-1 11.5. USE (W EKMW SUBJBM: a. DEFINITIONS -* i. Human aAbiect: An individual about whom an investigator conducting research obtains data through interaction with the individual, including both physical procedures and manipulations of the subject or the sub]eCt'S environment. The term does not include military or civilian personnel who are qualified to test by assigrmv--nt to duties that call specifically for such qualifications such as test pilots and test engineers. 2. Non-u. S. citizens: Foreign nationals, excluding, personnel on active duty. 3. Research: The term does riot include individual or group training of military personnel such as combat readiness, effectiveness, proficiency, or fitness exercises. b. GENERAL GUIDANCE: 1. The contractor shall conduct research using human subjects at all times so as to be in full compliance with all applicable laws, federal regulations and DoD instructions. Among them are: a. 45 CFR 46 Health and Human Services (HHS) Regulation, "Protection of Human Subjects"; b. 10 U.S.C. Section 980, "Limitations on Use of Humans as Experimental subjects"; c. DoD Directive 3216.2 (January 7, 1983) "Protection of Human subjects in DoD-Supported Research"; 2. Safeguarding the rights and welfare of subjects at risk in activities supported by this contract is the responsibility of the Contractor. compliance with this contract will in no way render inapplicable pertinent federal, state, or local laws or regulations. In order to provide for the adequate discharge of this institutional responsibility, no activity involving human subjects under this contract shall be undertaken unless a Contractor Human Use Review Board (CRB) has reviewed and approved such activity. 3. The contractor must provide the Contracting officer with a written assurance that it is in compliance with all provisions of 45 CFR 46 BHS Regulation, "Protection of Human Subjects", as amended. 4. The Contractor will assure the Contracting officer that the identities of all subjects will be protected. 5. informal consent must be obtained in writing from each human subject before research is undertaken. Page 6 of 7 Approved For Release 2000/08/08: CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 6. The Contractor shall provide all necessary medical care to research subjects for injury or disease which is the proximate result of participation in the research. 7. studies conducted outside the United States, its territories or possessions, shall be conducted in compliance with all laws, customs, and practices of the country in which the study is to be conducted. C. PBDUIREMENTS FOR PJ~POMTNG AND DOCUMENTATION: 1. Copies of all documents presented or required for initial and continuing review of the CPB, e.g., Board minutes pertaining only to the contract, record of subjects consent, transmittal on actions, instructions and conditions resulting from Board deliberations addmssed to the activity director, are to be retained by the Contractor for at least three (3) years after completion of the research. All documents shall be accessible for inspection during normal working hours by the DIA OOIR or authorized representative. 2. Except as otherwise provided by law, information in the records or possession of the Contractor which refers to or can be identif ied with a particular subject may not be disclosed except: a. with the consent of the subject of his legally authorized representative, or b. As may be necessary for the DIA to carry Out its legal responsibilities. 3. upon expiration or termination of this contract, a list of all unused test material shall be provided to the DIA Contracting officer. 4. The Contractor shall immediately notify the DIA Contracting officer, by telephone, of inquires from sources outside the Department of Defense concerning the use of human subjects under this contract. Page 7 of 7 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 1.o (s1w) PuRpofm The purpose of this effort is to conduct research and perform select analyses of anomalous phenomena. FM PEENCHENOIDGICAL IUMEMM AM ANALYSIS SG1 B 2.0 (U) BACEGMUND: 2. 1 (C) Phenomenological research and analysis as intended bY this contract refers to anomalous phexmmena associated with human abilities. Investigations in this area have sometunes been referred to as Remote Viewing (RV) , Extrasensory Perception (ESP) , and recently Anomalous Cognition (Aq or AzKxmicus phenomem (AP) - Foreign researchers have also used the term psychoenergetics to describe aspects of these areas - 2.4 (SINF) In 1983 a report with project findings was sent to congressional intelligence and appropriation committees. The report aff inned the existence of . remote viewing phexKmemn and recommended that additional research for quantifying and developing remote viewing as an intelligence collection tool be pursued. This recommendation was endorsed by a special Science Panel that met to review the project findings. This panel also affirmed that the contractual research was scientifically sound and urged that basic and applied research in psychoenergetics be continued, its scope expanded, and that other laboratories be involved. classified By: DIA/ Declassify On: OADR SUDI14EU OF WCUK SBCRET/NOFORN Enclosure 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 2.2 (S/NF) over the past sixteen years DIA has followed the field of psychoenergetics for two basic reasons: Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SE= 2.5 (SINF) The f irst opportunity to expand this research scope occurred in 1985. The Departwnt of the Anny's surgeon General office for Research and Development (DASGRD) initiated a five year research and development program. The SGRD program centered on two rain aspects: basic anomalous phenomena understanding, and applications-oriented research. DIA established close ties with this R/D effort to ensure that applications research would be adequately pursued- 2.6 (SINF) In 1987, it became apparent that sGRD funding might not be available to carry through to the end of the five year period. consequently, additional funding was sought by DIA and acquired thra-xfti fundiing transfer action by the House Appropriations Covmttee (HAC). This funding was provided to DIA; MIPR action to the SGRD contract was the most expeditious method of allocating this funding. 2.7 (sINF) Results of this effort yielded several findings of breakUwcugh potential. Subsequently, follow-on research support was provided to DiA by congressional action for FY91; DIA was identified as the executive agent due to long-standing knowledge and expertise in this area. Both R&D and O/M funds were allocated for continuing basic and applied research, for applied investigation and for assisting in assessment of relevant foreign research. Additional funds were also provided by congressional action in FY92 to continue this effort and to start new research. 3.0 (S/MF) CBJECTIVE: The objective of this contract is t0 initiate new basic and applied research in this area. It also includes exploratory work in order to identify new facets of the pheromena and to identify underlying parameters. 4.0 (S/NF) SCUPE: Basic research, qpplied-regear and threat ---- gh will be accouplished for this phenmiemlogical area. 5.0 (SINF) TMiNIM./OMM OMCMEWICNS: 5.1 (SINF) All research activities and findings resulting from previous programs in psychoenergetics shall be brought to bear ion this effort. In addition, expertise in multidisciplinary areas thrarjhout SAIC shall be made available as consultants or for special support as required. 5.2 (U) Specialized support, if not available at SAIC, can be obtained via SAIC consultant or subcontract efforts with prior approval by the OOTR. Evexy effort should be made to insure such support is frcxn the recognized experts in the field. Some of the specific tasks in section 6.0 can be performed in unclassified facilities. 5.3 (SINF) This effort will utilize a technical review group (e.g., a Scientific oversight Committee, a Human Use Review Panel and a Policy Board) that was established in the previous effort. SECRET/NOFORN 2 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SECRET 5.4 (sINF) Some of the experiments/investigations required to fulfill this contract may require participation of select government personnel. All such investigations will be fully planned and coordinated with the COTR and will be under the parviews of the soc and the Human Use Review cmmttee. 5.5 (U) Should unforseen schedule Of Other issues arise COM-E~ any of the specific tasks identified in section 6. 0, the COM will be given immediate notice. If necessary, adjustments to priorities and schedules can be approved by the ODM if there is no cost or other iupact on the over-all program- The COM will also review/approve all anticipated research protocols. 5.6 (U) All items in section 6.0 will be fund -frcT R&D funding Jed _ provided by this--co-ntract,- be 6j;~ed NLT 18 fEj~jc-taward. Accounting procedures to clearly identify the R&D e4Denditures shall be inplemented by the contractor. 5.7 (U) Terms of reference and additional task details are on file by the CDTR and will be provided to the contractor to insure adequate task understanding. This material is contained in DIA publication DT-S-1007-S, 29 NOV 1990. 6.0 (S SPB=C 7RSKS: 6.1 (U) Basic Research: 6. 1. 1 (U) Biophysical Measurements: 6. 1. 1. 1 (U) Perform magnetoencephalograph (MEG) brain wave measurements for the purpose of isolating neurcphysical parameters that correlate with anomalous cognition performance. Leading personnel candidates identified from previous work should be used, along with new unique population groups. Ehphasis will be on sender/no sender conditions for phase shift parameters associated with remote light stimuli. 6.1.1.2 (U) Perform MG measurements as identified in 6.1.1.1 to include other (e.g., audio) or combined remote stimuli. 6.1.1.3 (U) Perform MB3 measurements as identified in 6.1.1.2 to include variations to the nature (e.g., pattern, intensity) of the remote stimuli. 6.1.1.4 (U) Perform NM measurements as identified in 6.1.1.1 to determine if MBG results are influenced by changes to pkWsical parameters (such as shielding, distance) of the remote stimuli. This effort may require the assistance of another cooperative laboratory. Additional instrumentation would also be required to resolve Enqperimental timing issues. SBMEr/NOFOIW 3 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SBCRLT 6.1.1.5 (U) Based on MM measurements as defined by base line data developed in 6.1.1.1., determine the effect of moving MBG instrumentation locations to different areas of the brain. This effort could help better isolate precise areas of the brain associated with anomalous cognition functioning. 6.1.1.6 (U) Perform counterpart electroencephalograph (EBG) measurements for determining MBG/EBG correlations in general, and for select variables examined in 6.1.1.1 thru 6.1.1.4. 6.1.1.7 (U) Initiate new experiments that involve other sensitive biophysical sensors (such as skin resistance) to search for possible phenomena correlates. 6.1.2 (U) Patterns/Paramete r Correlations: 6.1.2.1 (U) Perform anomalous cognition experiments in conjunction with cm1puter virtual reality (VR) devices to determine if data quality can be enhanced. 6.1.2.2 (U) Perform anomalous cognition experiments to determine if various subliminal stimuli and/or lowered subliminal thresholds can improve data quality. 6.1.2.3 (U) Perform anomalous cognition experiments with high-performing individuals for beacon/no beacon person conditions at long distances to statistically quantify effects of distance on performance. Several unique target categories or target material should be included to facilitate data pattern recognition. 6.1.2.4 (U) Explore other potential variables (e.g., personality types, training/internal strategy) that could effect anomalous phenomena performance. This activity should include a detailed examination of the "verbalizer" vs. the "imager" to determine the effect of verbal or visual dominated targets/tasks. 6.1.3 (U) Theoretical Issues: 6.1.3.1 (U) Perform anomalous phenomena (energetics, informational) experiments with or in the presence of highly sensitive/advanced instrumentation (e.g., unusual wave devices, gravity sensors) to assist in ny~dhanism identification. 6.1.3.2 (U) Perform experiments similar to 6.1.3.1 but to include potential high-talent individuals (e.g., martial arts experts) 6.1.3.3 (U) If results in 6.1.3.2 show promise, expand experiments to include parameter variations such as distance, shielding, and time (e.g., precognition). SECREr/NOFORN 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SBCRET 6.1.3.4 R Depending on above results, initiate developnvent of unified physical constructs that could help explain the phenomena. 6.1.3.5 (U~ Based on 6.1.3.4, identify potential new experiments that could hoT further resolve underlyug nyNdhanisms and possible limitations. 6.1.3.6 (U) Initiate work on exploratory constructs that integrate latest neuroscience findings with ananalous phenomena patterns and cognitive style. Where possible, relate these findings to various target types and characteristi -(such as information entropy) . 6.2 (%,-~~ii 6.2.1 (SINF) Based on the results fran the basic research in the SOW, develop suitable ananalous cognition/anomalous perturbation experiments that identify possible application ranges or limits. 6.2.2 (SINF) Develop new data and target analysis techniques (such as modified artificial intelligence methods) that facilitate data evaluation and accuracy/reliability prediction. other methods, such as those involving fractal image conversion, should also be examined. 6.2.3 (SINF) Participate in various sponsor-generated application projects to better evaluate potential application issues. 6. 3 (U Res earch Methodology and 6.3.1 (U) Pr appropriate research methodology support to include reviews/appravals by the established Scientific oversight Ccmittee, the Policy Board and the Human Use Review Panel. 6.3.2 (U) Provide appropriate management support and appropriate SG1 B project research support activity to include document preparation, acb=stration, and all project associated travel for contractor personnel, consultants, and other experts. 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SBCRET 7-0 (U) QUICK MMaN CAPAB11-ITY (QW): The contractor will maintain a quick response caPab1l1tY and be Prepared to respond in less than 24 hours to problems or unexpected demands for brief technical papers that may be developed during the term of this project. 8.0 (U) ALW=CH OF EFFCORT: The level of effort to be applied to each basic task category is shown in the following paragraphs. 8.1 (U) R & D: Basic Task No. Allocation of Effort/ % Funding (R&D) 6.1 40 6.2 40 6.3 20 SE=INOFOPN 6 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SEX= CONTML NO. JUSMTCMCK AM APPROVAL FM OnM THAN FULL AM OPEN COW 1. (U) Contracting Authority: Virginia Contracting Activity, P. 0. Box 46563, Washington, DC 20050-6563. 2. (U) Authority Cited: 10 U.S.C. 2304(c)(1); FAR 6.302-1, "Only one Responsible Source and no other supplies or services will satisfy Agency requirements. if 3. (U) Description of Supplies/Services: Mm Defense Intelligence Agency (DIA) proposes to procure PherKmenological Research and Analysis Services for a DIA special activity program. External assistance funds available for this Congressional Directed Program total $1,850,000.00. This purchase request (PR No. 330/025Z/92) provides $1,450,000.00 of this total amount for a new contract to satisfy new requirements. The remaining R&D funding will be for modification to the existing contract (NDA 908-91-C-0037). 4. (U) Descrilotion of Action: It is anticipated that a cost-plus-fixed fee contract will be negotiated and awarded to satisfy this requirement. Funds are R&D as cited on Purchase Request No. 330/026Z/92. 5. (U) Reason for Authority Cited: a. (SINF) This action is based on the need to utilize previous research achievements developed under other DOD-sponsored R&D efforts. The bulk of this prior R&D effort was provided by the Departmmt of the Army's Surgeon General Office (SGPD) in 1985 and spanned several years. This basic and applied research effort involved Dr. Edwin May as the principle researcher and program manager. Dr. May was at that time with the Stanford Research Institute (SRI), Mnlo Park, CA. He has since joined the Science Applications International Corporation (SAIC) and has taken his extensive data base and key research assistants with him. Dr. May is regarded as the leading U.S. investigator in this phenomenological area. He has been a program manager in this area since 1986, and has a long involvement (over 20 years) in this field. His extensive work history provides for continuity not available from any other individual. He is recognized by investigators world-wide, and can easily remain current with relevant foreign research.. SECREr/NOFORN Classified By: DIAI Declassify By: OADR 1 Enclosure 4 SBQW Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 20gCff0g/kBEaA-RDP96-00789ROO3000460008-1 b. (SINF) This contractor is also uniquely qualified to perform such research due to their extensive background in interdisciplinary research areas that spans aver 20 years. This multidisciplinary staff will be available for consultation as the need arises. In addition to Dr. may, the contractor also has on its staff another physicist who has extensive experience in phenomenological research involving psychoenergetics investigations. Dr. Angelo has over 10 years of involvement in this field in a project management capacity and at applications research levels. c. (U) Due to this background of expertise and unique qualifications, and due to additional knowledge generated thus far under the existing DIA phenomenological research contract (MDA 908-91-C-0037), the new research requirements in this area can only be satisfied by the Science Applications International Corporation (SAIC). By doing so, duplication of effort can be avoided and maximum research effeciency can be achieved. d. (SINF) The contractor also has an extensive classified data base which has co-mingled with both government and proprietary data that is essential for this contract. It would require several years for a new contractor to achieve the present level of expertise and competence possessed by Dr. May and Dr. Angelo. This would create a serious delay in pur-suit of appropriate research, in achievmmt of application-oriented results and in understanding potential threat posed by similar foreign activities in this area. 6. (U) Ef forts to Obtain Competition: Due to the uniqueness of this research area, there are no other qualified research facilities and personnel available to satisfy this contract. To bring other potential organizations up to speed would not be possible without unacceptable delays or additional costs. 7. (U) Action to Increase Competition: Every effort will be made to release research results as widely as possible to attract other potential researchers. Not only will this be accomplished through specialized (and properly classified) channels, but also appropriate portion will be released at unclassified levels to attract interest in academic facilities. 8. (U) Market Survey: Based on the significant advantage that SAIC possesses in this area, a Market Survey would not serve a useful purpose at this time. 9. (U) 'Interested Sources: No other source has expressed an interest in this requirement. 10. (U) Other Factors: a. (S) Acguisition data availabilitv: Data from previous government- sponsored research is available in DIA. Since this was part of a controlled access project, every effort will be made to downgrade, and where practical, declassify basic aspects of the research. This will, in time, generate a wider interest in this field. SEC=/QORN 2 A SECREI! Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release - 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SECPJU b. (U) Subcontracting Conmtition: The same basic reasons for this other than full and open coulpetition for SAIC also apply to subcontractor selection. There are only a few individuals/facilities available that have any established expertise for supporting a portion of this unique research area. It would not be timely or cost advantageous to the government for the contractor to pursue cmpetitive action for the highly specialized support that may be required. 11. (U) Technical Certification: I hereby certify that the supporting data under my cognizance which are included in the ZT&A are accurate and complete to the best of my knowledge and belief. Name: Title: Date: signature: 12. (U) Reguirexients Certification: I hereby certify that the supporting data under my cognizance which are included in the J&A are accurate and complete to the best of my knowledge and belief. Name: Title: Date: Signature: 13. (U) hair and Reasonableness CbstjPrice Detemination: A detailed technical and cost proposal will be required from the contractor, sAic. Prior to award, the Government will conduct an in-depth analysis of all technical and cost aspects of this requirement. Based on the outcome, a fair and reasonable cost will be negotiated. Therefore, I hereby detex~ that the anticipated cost for this contract action will be fair and reasonable. 14. (U) Contractim officer Certification: In accordance with FAR 6.303-2 (a) (12), 1 hereby certify that the facts and representation under my cognizance, which are included in this j&A, are accurate and complete to the best of my knowledge and belief. Date: SE=1NOFORN 3 NAM: Contracting Officer Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SB= Based on the foregoing justification, I hereby approve the procurement of PBENCMENOU)GICAL RESEARM AND ANALYSIS on an other than full and open competition basis pwsuant to the authority of 10 U.S.C. 2304(c), subject to availability of funds, and provided that the services and/or property herein described have otherwise been authorized for acquisition. Date: Signature: Name: Title: SEMET/NOFORN 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SEMCES QUEMCKWM1E Document NO. 330/026Z/92 TME: External Analysis and Development. The following questions are to be answered by the irOlvidual initiating the procurement request for contractor support services, and will be used by the cD in determinirxg whether the services are nonpersonal. 1. THE NATURE OF THE MCIRK (A) Tb what extent can the Government obtain civil servants to do the job? Aggpm~ and other ggsLernn'Pant Persormel are not available with the reauisite. skills and analytical (B) Does the proposed contractor have specialized knowledge or equipment which is unavailable in the Government? If the answer is in the affirmative, describe the specialized knowledge or equipment. The Contractor has uniaue knowledcfe of this rhenomenolocfical area. The contractor has enyloyees that are recoanized leaders in this f Of analysis. They have a classified data base which has ggmmiMled both crovernment and Proprietary data that is absolutely essential for the successful comletion of this contract. (c) To what extent do the proposed services represent the discharge of a GovernnL-ntal function which calls f or the exercise of personal judgment and discretion on behalf of the Government? Not at all. (D) Tb what extent is the requirement for services to be performed under the proposed contract continuing rather than short-term or intermittent? This requirement is expected to be a continuing task. 2. CONTEMCTUAL PROVMCNS 039CERNIING THE OCNTRACTUR'S EMPIOYEES (A) Th what extent does the Government specify the qualifications Of or reserve the right to approve, individual contractor enployeeS7 Security and pgggible specification of contractor expertise- Page 1 of 4 Enclosure 5 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 (B) Th what extent does the Government reserve the right to assign tasks to and prepare work schedules for the contractor employees during the performance of the contract? Not at all. (c) Th what extent does the Gavenmient retain the right (whether actually exercised or not) to supervise the work of the contractor employees, either directly or indirectly~ Not at all. (D) Th what extent does the Govenwnt reserve the right to supervise or control the method in which the contractor performs the service, the number of people he will employ, the specific duties of individual employees, and similar details? Not at all. (E) Th what extent will the Government review performance by each individual contractor employee, as opposed to reviewing a final product on an overall basis after completion of the work? Not at all. (F) Th what extent does the Govenmmt retain the right to have contractor employees removed frorn the job for reasons other than misconduct or security? Nat at all. 3. OTIM PRDVMCUS OF THE OCNTRACr (A) Are the services properly defined as an end product? Yes. (B) Is the contractor undertaking a specific task or project that is definable either at the inception of the contract or at some point during the. performance, or is the work defined on a day to day basis? The contractor is undertaking a specific p~jeqt which is defined at the inception of the contract in the Statiement of Work. (C) Will payment be for results accomplished or solely according to time worked? Payment will be for results accowlished. Page 2 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 (D) To what extent will the Government furnish the office or working space, facilities, equipment, and supplies necessary for contract performance? None remired. 4. AEFEDUISIPJMCN OF TM OCNTRACT (A) Th what extent are contractor emplcyees used interchangeably with Government personnel to perform the same functions? Not at all. (B) Th what extent are the contractor Mployees integrated into the Goverrmv--nt's organizational structure? Not at all. (C) Tlo what extent are any of the elements in (2) and (3) above present in the administration of the contract, regardless of whetI-kex they are provided for by the terms of the contract? Not at all. S. OTHER (A) Is the requirement the result of an unsolicited proposal? If so, describe. No. (B) If the procurement is sole source, why is it sole source? The Dronosed contractor has unicrue Dersonnel and r)rorrietarv amroaches to this area as discussed in l(B). (C) What is the potential for follow-on procurement? There is some potential for follow-on procurement depgrding on the nature and extent of achievements in the Qbject area. The current state of this field of study is jjLdged to be on the threshold of break-throuahs which would radical1v chancre the nature of this requirement. (D) If it is significant, will the Government beccme irrevocably committed to sole source procurement? Not likely. If anticipated develoments materialize this field of study could become much more popular with a MMgter number .contractors and academic institutions. Page 3 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 SG1J Prepared by: Code: ODT-S Date: 10 February 1992 Pursuant to the FAR and on the basis of infonnation contained above and a review of the referenced acquisition request, it is my determination that the services to be procured are nonpersonal. (Reference parenthetical weights on various factors in the FAR.) Procuring contracting officer I concur, and believe that the Contracting officer's judgment may reasonably be inade under the FAR. Counsel Page 4 of 4 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 WSMUM OF PUffMD, CN-GDUU, AM CCHPLEM STWIEES no other known smilar or collateral study or analysis, planned, in progress, or completed which fulfills the objectives or specific intent of this proposed contract study: Phenomenological Research and Analysis (Purchase Request 330/026Z/92). by my staff indicates, to the best of our knowledge, that there is ?= BY: Date: SG1J ODT-S Date: CERMFIED AS ACCURATE AM CMP=E: JOHN T. BERBRICH Director Office for Scientific and Tedinical Intelligence Enclosure 6 Approved For Release 2000/08/08 CIA-RDP96-00789ROO3000460008-1 SG1 D Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 Approved For Release 2000/08/08 : CIA-RDP96-00789ROO3000460008-1 FAC 90--7 SEPTEMBER 23t 1991 PART 53-FORMS 53-303-DD-254 DEPARTMENT 1. CLEARANCE OF AND DEFENSE SAFEGUARDING fACUftY CONTRACT CLfAffl--J4CE SECURITY RLQLMIVD CLASSIFICATION TOP SECRET SPECIFICATION (The b. LEVEL mquireawnts OF %Aff[GUAAD4WG of REOWRED the SECRET DOD Wmtrial Security manual *p* to all security aspects of ddi effortj 2. 3. THIS THIS SPECIFICATION SPECIFICATION IS IS: FOR: vc (x &.d -d..,pAft I S. PRIME CONIRACT & NUMIER OPIGMAL fC*-Pktw 4#ft A- *N awW b. UJOCONTRACT NUM&ER b. PA-60. No. 0.4t PZVIMD (YY4WMDOj aw'111~11 I ,L SOUCCIATION OR Date 04tt OTHER NUMSER (yr"M00) I c. (YYAdMOD) I FWAL JC4.44te" ftq~ S 4w &N cmcd 4. IS THIS A FOLLOW-ON CONTRACT? YES L-Xj 040. W Yt%. vowiew the CL&uHkd mate-W nc*4~ed or qcfwsW wtdco tfmovdkv Co-ava *Ambtd k vwWtcv*d to thk foho-an oNm*m S. IS THIS A FINAL 00 FORM 2S4? L-j YES DO No. tt Ye&. oomplett the f*440.ev: in rew*fte to "w ewmvctaes nqm aw*d "wnuon of the W~Vf*d dtuff4d *~W 4s*vdwU*d fm d*p" of 6. CONTRACTO pd.* C..~.merd.4-d Comm-vK Eft (CAGE) Codtl NAME. b. C. ADDRESS. CAGE COGN4ZANT ANO C004E SCCUNTY ZIP C"ICE CODE AddmlL SAIC ohd 1010 RFC9 Zip El C..'~) Camino DIS Real Presidio Suite of 330 San Menlo Francisco Park, Bldg CA 35, 94025 Rm 14 San Francisco, CA 94129-7700 7. SUBCONTRACTOR NAME. b. c. A00RESS. CAGE COGNtZANT AND COOC SECUNTY ZIP OFFK'E CODE (Ne-e. AddmM #r4 ZIP Codt) 8. ACTUAL PERFORMANCE LOCATION b.' c. same CAGE COGNUANT'SECURfry as C004E OFFICE 6.a. (Noo~t. Addma. &odzp Code) 9. GENERAL IDENTIFICATION OF THIS PROCUREMENT R&D Contract: Research and Analysis 10. YESNO 11. YESNO THIS IN CONTRACT PERFORMING WILL THIS REQUIRE CONTRACT. ACCESS THE TO: CONTRACTOR WILL: a. .I COOAPAUNoCATOONSSECUWY(COMSEC)ONFOPAtAT*N x 61FIED x AICFTOK*~T ON MV AT ANDIHE FACILrry oft A GovA MEAT IV b. x b. RESTOMO RECEIVE OATA CLASSOIED DOCUMENTS ONLY C. X c. CRITICAL Rca" NUCLEAR ANO WEAPON GENERATE DESIGN CLASSIFIED *4fOftMAT*N MATERIAL d. X 4. X #ORMEALY fASAICATE. RESTROCTED #AOOVY. DATA Oft STORE OLASS1f4(0 04AROWAM t. -KRFOW x ONTELUUMCE SERVICES $kFONAAT*N-. x ONLY -T HAV ArC S. jg~,j;jjl) ate 1110 C4~9s"-eftted MSATyN Woms6oft .Puf#~ (SC4 UT "VaffTA' t 0 'U~L~ U?S% AN S X Sf~,ARVIIESe D FU ST E ET "SE T&k~NtL 11 A UE"t "(00171110E D041t %DAAV pus ER C y e, SPECLAL -(P- ACCESS A INFORMAT*Ok COMS(c ACCOUNT g. V 4. x NATO 44AVE GNfOPJAAT*N TEMPEST REQUiREMENn k 1. fOXEIGN HAVE GOVERNMENT OPERATIONS WFORMATION $CCVKFTY (OVAO REQWPIMENT$ i x k. x WAiTE0 O( DISSCOMNAT40m AUT"ORIZE0 INFORMATION TO V9 T44E MF(kS( COU#KR SERVICE OTt4ER j. (OR O#f4OAL UW ONLY WFORMAT" k. DoD OTHER 5200.17(M-2); CkWd~j DIAM 50-3; DIAVI 50-5 apply Do Form 254, DEC 90 Previous edickms are obsolete. Approved For Release 2000/08/08 : CIA-RDP96-00'MM9360460008-1 13-211 Approved For RJ1498%ffl%/OgkgTbMV&gdo-OWftROO3000460008-1 S3-303-DD-2S4 FEDERAL ACQUISMON REGULMON (FAR) 12.#'UBLIC ILELXASE. Wor-don 4d-aM*d w "Id-itse`0 P*'W-" $0 " coftv-ct " 00t I* re4o&*4 for pubk d4*eakw0o^ O."Pt " P,9V6,j*d by the 6,d.WW stc-try M.-.4 or I." "" *Wv~d sor rklk ft4ooe bir opw"rls% U.S. C*,~ owthaft. ft"OH4 IK"k "4"" 0,4 be %A.~ for "s, pew 10 No public exhibition of SCI authorized. -f37SECURITY GUIDANCE. T%e9ecvrttyd~HkxtI*n99k%^m be de ~tfkwthn f&ctw Indkot". fttt4 fcw dong"fn is *vth0dZt4 ond e~69~4 WPM06t f~c~ d~^M to chstte,~?e dwq,4do~cpr the douff4ctio. 0"4-d to " Worvnetia,^ *c o,ot*644 to-Ished or qtrwo" wn6ef Ows cOnVOM Ond to "Am^ " W.-Otloft fW MIt-MMU00ft of d~ voW-M to U%e ottkiol 4denttfitd W~.. twMing r-W d-d*~m O~ &--vf~ed sh-41 t~e M-dkdsott protected at the Nghest k%vi of dm#f-owtion &~~ed or reco-w4^6ed. apnlesI~n4enCe. any in GA. a. This contract requires access to SCI. The Director, Defense Intelligence Agency has exclusive security responsibility for such information released to the contractor or developed under this contract. DIAM 50-5, Volumes I and II provide the necessary guidance for physical, personnel and information security measures and is a part of the security specifications for this contract. DCASR is relieved of all responsibility for all SCI material for informati6n released to the contractor under this contract.- Access to SCI limited to US govt SCIF. b. All contractor personnel to be granted access to-all classified information released or generated under this contract must be U.S. citizens granted a final security clearance by-the Government prior to being given access.. -Immigr;knt aliens, interim cleared personnel or personnel holding a contractor granted CONFIDENTIAL clearance are not eligible for access to classified information released or generated under this contract without the express permission of the Director, DIA. c. Classified material released or generated under this-contract is not releasable .to Foreign National without the express permission of the Director, DIA. (continued) 14. ADDITIONAL SECURITY REQUIREMENTS. Requke"WAU, In oddition to ISM mqvkt~ents~ ore estaWithed for this wntroctr YeL identify the NO V~e conV*dd*cvffeAtft;eK*1VMvid* on oPpMPH&ft note-ent ttich idendfirs the additioewfreq~*vowncs. ft,,jd, LIJ - LJ DIA document ODT-S-1040-S: "Contractor Security Procedures Guide," for contract MDA908-91-C-0037.: 15. INSPECTIONS. Ck.w of this controa a" ovu;do the ir~iOft ft%POASA~MtY Of the C0-9ft1r*"t H